David A. Trossman

PASSIVE CAPITAL MANAGEMENT

Baltimore, MD 21209

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CRD#: 2291604

Professional summary

David Andrew Trossman, CFP®, who also goes by David A Trossman, is a registered financial advisor currently at PASSIVE CAPITAL MANAGEMENT, LLC located in Baltimore, Maryland.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. David has worked at 8 firms and has passed the Series 63, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David A Trossman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Andrew Trossman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

May 13, 2015 - Present

PASSIVE CAPITAL MANAGEMENT, LLC

Office #1: 2650 Quarry Lake Drive, Suite 100, Baltimore, MD 21209

RIA

CRD#: 142870

Baltimore, MD

Past

September 24, 2008 - March 14, 2016

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

RIA

CRD#: 106909

BALTIMORE, MD

Past

July 1, 2003 - May 31, 2007

WELLS FARGO SECURITIES, LLC

CRD#: 126292

CHARLOTTE, NC

Past

October 1, 1999 - July 1, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

July 29, 1999 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

February 1, 1999 - July 19, 1999

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

September 1, 1997 - December 7, 1998

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

January 18, 1993 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PASSIVE CAPITAL MANAGEMENT, LLC

CRD#: 142870 / SEC#: 801-68774

RIA

Registered Investment Advisory firm - (2/6/2008 Approved)

Maryland

Registered Investment Advisory firm - (2/12/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(5/13/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/10/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 87

Date: 2/14/2005

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 12/28/2004

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 1/11/1993

General Securities Representative Examination

Current Firm

PASSIVE CAPITAL MANAGEMENT, LLC

CRD#: 142870 / SEC#: 801-68774

RIA

Registered Investment Advisory firm - (2/6/2008 Approved)

Maryland

Registered Investment Advisory firm - (2/12/2008 Terminated)

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Contact information

Main Address

Salina Place 205 S. Salina Street Suite 403, Syracuse, NY, 13202

Mailing Address

Phone number

(315) 478-3130

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PASSIVE CAPITAL PART 2A BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	398
AUM (Assets Under Management)	$ 941,460,242

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David A. Trossman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Andrew Trossman's CRS (Customer Relationship Summary).

Certified licenses

Experience

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

WELLS FARGO SECURITIES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION CAPITAL MARKETS CORP.

LEGG MASON WOOD WALKER, INCORPORATED

DB ALEX. BROWN LLC

ALEX. BROWN & SONS INCORPORATED

Primary Firm SEC Registration

PASSIVE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/10/2001

Series 87

Date: 2/14/2005

Series 86

Date: 12/28/2004

Series 7

Date: 1/11/1993

Current Firm

PASSIVE CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PASSIVE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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