Stephen A. Callahan
Professional summary
Stephen Anthony Callahan, who also goes by Stephen Callahan, is a registered financial advisor currently at CALLAHAN INVESTMENT ADVISOR, LLC located in Navarre, Florida.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Stephen has worked at 4 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Anthony Callahan's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 3, 2013 - Present
CALLAHAN INVESTMENT ADVISOR, LLC
August 2, 2005 - November 15, 2013
WELLS FARGO CLEARING SERVICES, LLC
March 28, 2003 - November 15, 2013
WELLS FARGO CLEARING SERVICES, LLC
November 5, 1999 - April 16, 2003
UBS FINANCIAL SERVICES INC.
December 9, 1992 - November 11, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/4/2013)
(2/17/2020)
Exams
Current Firm
CALLAHAN INVESTMENT ADVISOR, LLC
CRD#: 169447 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 47 |
| AUM (Assets Under Management) | $ 23,934,362 |
Red Flags
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