Bernard W. Bunning
Professional summary
Bernard Wayne Bunning was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Bernard Wayne Bunning was a registered financial advisor .
Bernard is a previously registered financial advisor and started their career in finance in 1993. Bernard had worked at 5 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2000 - November 29, 2006
QA3 FINANCIAL LLC
October 16, 2000 - November 29, 2006
QA3 FINANCIAL CORP.
January 18, 1995 - October 13, 2000
FIRST ALLIED SECURITIES, INC.
November 29, 1993 - August 29, 1995
FIRST AFFILIATED SECURITIES
January 14, 1993 - December 6, 1993
OSAIC FS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
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