Christine T. Hudspeth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Teresa Hudspeth, who also goes by Christine Teresa Tingley, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 1994. Christine had worked at 7 firms and has passed the Series 63, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2009 - June 26, 2012
ARGENTUS SECURITIES, LLC
September 16, 2005 - December 31, 2008
AWM SERVICES, LLC
February 24, 2004 - October 3, 2005
B. RILEY SECURITIES, INC.
August 8, 2001 - March 1, 2004
DEUTSCHE BANK SECURITIES INC.
December 1, 1999 - August 3, 2001
BANC OF AMERICA SECURITIES LLC
June 22, 1998 - November 4, 1999
CITIGROUP GLOBAL MARKETS INC.
December 21, 1994 - March 5, 1998
PRINCIPAL FINANCIAL SECURITIES,INC.
State Registrations and Notice Filings
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Exams
Current Firm
ARGENTUS SECURITIES, LLC
CRD#: 45915 / SEC#: , 8-51230
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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