Brian T. Grigg

GRIGG FINANCIAL

Townson, MD 21204

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CRD#: 2291150

Professional summary

Brian Thomas Grigg, CFP®, ChFC®, CLU®, who also goes by Brian T Grigg, is a registered financial advisor currently at GRIGG FINANCIAL, LLC located in Townson, Maryland.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Brian has worked at 9 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian T Grigg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Independent Insurance Agent; it is investment related; 1122 Kenilworth Drive, Ste 115, Towson, MD 21204; independent insurance agent working with clients and offering fixed annuities and life insurance and long term care. Owner and independent agent; since 05/2016; working approximately 8 hours per month during market trading hours. (2) Foundations Investment Advisors, LLC, investment related, Investment Adviser Representative, since 05/2016, less than 8 hours per month during market trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Thomas Grigg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

August 16, 2019 - Present

GRIGG FINANCIAL, LLC

Office #1: 1122 Kenilworth Drive Suite 115, Townson, MD 21204

RIA

CRD#: 304317

Townson, MD

Past

May 19, 2016 - January 7, 2020

FOUNDATIONS INVESTMENT ADVISORS LLC

RIA

CRD#: 175083

Towson, MD

Past

January 21, 2009 - September 23, 2010

OLD MUTUAL FINANCIAL NETWORK SECURITIES, INC.

CRD#: 141375

ATLANTA, GA

Past

April 17, 2007 - June 9, 2008

OLD MUTUAL FINANCIAL NETWORK SECURITIES, INC.

CRD#: 141375

BALTIMORE, MD

Past

October 11, 2001 - April 29, 2005

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Past

February 25, 2000 - September 13, 2001

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

CRD#: 28262

BOSTON, MA

Past

May 3, 1999 - May 17, 1999

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

July 17, 1997 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

June 8, 1993 - August 5, 1997

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

December 21, 1992 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(5/25/2022)

IAR

Maryland
(8/16/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/12/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/1/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/17/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/11/1997

General Securities Principal Examination

Current Firm

GRIGG FINANCIAL, LLC

GRIGG FINANCIAL SOLUTIONS | GRIGG, BRIAN, THOMAS | GRIGG FINANCIAL, LLC

CRD#: 304317 / SEC#:

Delaware

Registered Investment Advisory firm - (5/25/2022 Approved)

Maryland

Registered Investment Advisory firm - (8/16/2019 Approved)

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Contact information

Main Address

1122 Kenilworth Drive Suite 115, Townson, MD 21204

Mailing Address

Phone number

(410) 842-1214

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	241
AUM (Assets Under Management)	$ 50,670,433

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian T. Grigg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Thomas Grigg's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOUNDATIONS INVESTMENT ADVISORS LLC

OLD MUTUAL FINANCIAL NETWORK SECURITIES, INC.

OLD MUTUAL FINANCIAL NETWORK SECURITIES, INC.

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

SIGNATOR INVESTORS, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 7/12/1993

Series 7

Date: 8/1/1996

Series 6

Date: 12/17/1992

Series 24

Date: 8/11/1997

Current Firm

GRIGG FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GRIGG FINANCIAL, LLC

TRUST BUT VERIFY

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