Brian P. Arcara
Professional summary
Brian Philip Arcara, CIMA®, who also goes by Brian Philip Arcara, is a registered financial professional currently at JANUS HENDERSON DISTRIBUTORS US LLC located in Denver, Colorado.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1993. Brian has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Philip Arcara's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 22, 2023 - Present
JANUS HENDERSON DISTRIBUTORS US LLC
Office #1: 151 Detroit Street, Denver, CO 80206October 8, 2021 - May 4, 2023
FS INVESTMENT SOLUTIONS, LLC
December 8, 2011 - May 17, 2021
EATON VANCE MANAGEMENT
December 6, 2011 - May 17, 2021
EATON VANCE DISTRIBUTORS, INC.
September 29, 2006 - December 9, 2011
BLACKROCK INVESTMENT MANAGEMENT, LLC
September 29, 2006 - December 7, 2011
BLACKROCK INVESTMENTS, LLC
March 3, 2003 - September 29, 2006
MERRILL LYNCH INVESTMENT MANAGERS LP
December 11, 2001 - September 29, 2006
FAM DISTRIBUTORS, INC.
November 24, 1993 - August 23, 2001
INVESCO CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/29/2023)
(5/22/2023)
(1/9/2024)
(8/29/2023)
(8/29/2023)
(5/23/2023)
(8/29/2023)
(1/9/2024)
(8/29/2023)
(1/9/2024)
(8/29/2023)
(8/29/2023)
Exams
FINRA
Current Firm
JANUS HENDERSON DISTRIBUTORS US LLC
CRD#: 28832 / SEC#: , 8-43810
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANUS HENDERSON INVESTORS US LLC | MANAGING MEMBER | |
| ANDERS, JOHANNA MARRIE | CHIEF COMPLIANCE OFFICER AND HEAD OF DISTRIBUTION COMPLIANCE (US) | 2350087 |
| CASHEL, WILLIAM S IV | HEAD OF BUSINESS DEVELOPMENT, PRIVACORE CAPITAL, LLC | 2870348 |
| CRAWFORD, BERG ASHTON | CHIEF ACCOUNTING OFFICER | 7933828 |
| FALCONER, PETER JOHN | ASSISTANT SECRETARY | 7218508 |
| GRAUERHOLZ, STEPHANIE LYNN | DEPUTY GENERAL COUNSEL | 4696390 |
| LACY, KARLENE J | GLOBAL HEAD OF TAX | 5073113 |
| MARIANI, KRISTIN BRETT | HEAD OF COMPLIANCE, NORTH AMERICA | 2740967 |
| ROSENBERG, MICHELLE ROSE | GENERAL COUNSEL, SECRETARY | 4735608 |
| SABA, STEVEN RICHARD | FINANCIAL AND OPERATIONS PRINCIPAL | 5847576 |
| SCHWEITZER, MICHAEL ALAN | PRESIDENT | 1940642 |
| UTZ, KATHRYN BRETTON | DEPUTY CHIEF COMPLIANCE OFFICER AND N.A. HEAD OF SALES PRACTICE COMPLIANCE | 3100695 |
Red Flags
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