Van D. Greenfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Van David Greenfield was a registered financial professional .
Van is a previously registered financial professional and started their career in finance in 1972. Van had worked at 8 firms and has passed the PC, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2002 - January 31, 2003
ACORN OVERSEAS SECURITIES CO.
December 6, 2001 - February 21, 2002
ACORN OVERSEAS SECURITIES CO.
December 19, 1995 - January 31, 2003
ZPG SECURITIES, L.L.C.
April 14, 1994 - January 31, 2003
DFG CORPORATION
March 14, 1991 - January 31, 2006
BLUE RIVER CAPITAL LLC
May 5, 1982 - June 10, 1991
GREENFIELD PARTNERS
November 22, 1977 - January 6, 1981
LEHMAN BROTHERS INC.
July 13, 1976 - November 22, 1977
FAULKNER, DAWKINS & SULLIVAN INC.
March 6, 1972 - June 10, 1976
L. F. ROTHSCHILD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 1/23/1991
AMEX Put and Call ExamSeries 1
Date: 3/2/1972
Registered Representative ExaminationCurrent Firm
ACORN OVERSEAS SECURITIES CO.
CRD#: 42901 / SEC#: , 8-50175
Contact information
Documents
Red Flags
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