Joseph A. Greenfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Abraham Greenfield was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1970. Joseph had worked at 3 firms and has passed the PC, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2001 - December 31, 2003
THE CLERMONT GROUP, LLC
June 22, 1989 - June 11, 1996
GRUNTAL & CO., L.L.C.
September 11, 1970 - January 9, 2013
GRENEL & CO., LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 8/29/1977
AMEX Put and Call ExamSeries 1
Date: 4/6/1959
Registered Representative ExaminationSeries 40
Date: 4/5/1967
Registered Principal ExaminationCurrent Firm
THE CLERMONT GROUP, LLC
CRD#: 112190 / SEC#: , 8-53278
Contact information
Documents
Red Flags
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