CC
Charles S. Cooper
STRONGBOX WEALTH
Lee's Summit, MO 64064
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CRD#: 2290910
CC
Professional summary
Charles Sherwood Cooper III, CFP®, who also goes by Charles Sherwood III Cooper, Chuck Cooper III, is a registered financial advisor currently at STRONGBOX WEALTH, LLC located in Lee's Summit, Missouri.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Charles has worked at 5 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Charles Sherwood Iii Cooper | Chuck Cooper Iii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Strongbox Wealth. Investment Related. 3470 NE Ralph Powell Road, Suite A, Lee's Summit, MO 64064. RIA. Managing Partner. Start 8/2019. 160hrs/mo, 130hrs during trading hours. Financial Advisor, client service, management of employees. 2)Greater Kansas City Community Foundation. Investment Related. 1055 Broadway Blvd., #130, Kansas City, MO 64105. Charitable Giving/Donor - Advised Funds. Advisory Committee member. Start 3/2009. Less than 1hr/mo, none during trading hours. Best practices outreach for the foundation to professional advisors community. 3) KC Velocity. Non-investment related. 210 SW Market Street, STE 132, Lee's Summit, MO 64063. Resource & support for entrepreneurs. Director. Start 10/2014. 4hrs/mo, all during trading hours. Speaking engagements, meetings, board meetings. 4) PKSF - Fixed Insurance. Investment related. 80 State St, Albany, NY 12207. Insurance, Insurance Agent. Start 8/2019. 4hrs/mo, all during trading hours. Advising clients on fixed insurance products when applicable. 5) Fourth National Associates (Investment Club). Investment Related. 2700 Verona, Mission Hills, KS 66208. Investment club, Partner. Start 9/2020. 2hrs/mo, none during trading hours. Investment club member. 6) StrongBox Partners, LLC. Not investment related. Lee's Summit, MO. Holding company. owner. 08/2019. 0 hrs per month.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Sherwood Cooper III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
September 9, 2019 - Present
STRONGBOX WEALTH, LLC
Office #1: 3470 Ne Ralph Powell Road Suite A, Lee's Summit, MO 64064RIA
CRD#: 304952
Lee's Summit, MO
Past
August 23, 2019 - July 29, 2022
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Lee's Summit, MO
Past
February 9, 2010 - August 27, 2019
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
LEES SUMMIT, MO
Past
January 1, 2008 - August 27, 2019
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
LEES SUMMIT, MO
Past
August 8, 1997 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
INDEPENDENCE, MO
Past
August 19, 1993 - August 11, 1997
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
STRONGBOX WEALTH, LLC
STRONGBOX WEALTH | STRONGBOX WEALTH, LLC
CRD#: 304952 / SEC#: 801-117141
RIA
Registered Investment Advisory firm - (8/8/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(9/9/2019)
IAR
Texas(12/17/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 8/19/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SW
STRONGBOX WEALTH, LLC
STRONGBOX WEALTH | STRONGBOX WEALTH, LLC
CRD#: 304952 / SEC#: 801-117141
RIA
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Contact information
Main Address
3470 Ne Ralph Powell Road Suite A, Lee's Summit, MO 64064
Mailing Address
Phone number
(816) 607-5410
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,550 |
| AUM (Assets Under Management) | $ 456,532,204 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
