Brian T. Ainge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Taylor Ainge, who also goes by B. Taylor Ainge, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1993. Brian had worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2016 - January 29, 2019
TRUIST ADVISORY SERVICES, INC.
July 7, 2008 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
July 7, 2008 - May 22, 2018
TRUIST INVESTMENT SERVICES, INC.
November 16, 2007 - July 1, 2008
AMERIPRISE ADVISOR SERVICES, INC.
July 8, 2002 - November 16, 2007
WELLS FARGO CLEARING SERVICES, LLC
February 7, 2002 - November 16, 2007
WELLS FARGO CLEARING SERVICES, LLC
February 24, 1999 - February 6, 2002
CHEVY CHASE FINANCIAL SERVICES
July 7, 1997 - May 29, 1998
CITICORP INVESTMENT SERVICES
July 14, 1995 - June 6, 1997
CHEVY CHASE FINANCIAL SERVICES
December 6, 1994 - May 25, 1995
CITIGROUP GLOBAL MARKETS INC.
April 8, 1993 - December 22, 1994
MORGAN STANLEY DW INC.
January 21, 1993 - February 22, 1993
F.N. WOLF & CO., INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
