Basil Christakos

ARCADIA SECURITIES

New York, NY 10019

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CRD#: 2290795

Professional summary

Basil Christakos is a registered financial professional currently at ARCADIA SECURITIES, LLC located in New York, New York.

Basil is registered as a RR (Registered Representative) and started their career in finance in 1992. Basil has worked at 9 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 57TO, Series 16, SIE, Series 55, Series 7, Series 6, Series 9, Series 10, Series 14, Series 12, Series 4, Series 27, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Basil Christakos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 11, 2019 - Present

ARCADIA SECURITIES, LLC

Office #1: 1370 Avenue Of The Americas 29th Fl, New York, NY 10019

CRD#: 44656

New York, NY

Past

January 7, 2014 - December 9, 2019

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

NEW YORK, NY

Past

February 13, 2013 - December 26, 2013

CLARK DODGE & CO., INC.

CRD#: 23288

WHITE PLAINS, NY

Past

January 11, 2011 - November 20, 2012

ADVANCED EQUITIES, INC.

RIA

CRD#: 35545

NEW YORK, NY

Past

July 1, 2008 - November 20, 2012

ADVANCED EQUITIES, INC.

CRD#: 35545

NEW YORK, NY

Past

June 5, 2002 - June 13, 2008

PARAMOUNT BIOCAPITAL, INC.

CRD#: 29795

NEW YORK, NY

Past

June 25, 1996 - October 18, 2000

SANDS BROTHERS & CO., LTD.

CRD#: 26816

NEW YORK, NY

Past

July 19, 1994 - June 18, 1996

SUPPES SECURITIES, INC.

CRD#: 13722

NYC, NY

Past

June 16, 1993 - July 11, 1994

REICH & CO., INC.

CRD#: 19611

Past

December 7, 1992 - April 12, 1993

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.

CRD#: 7404

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/20/1994

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

ARCADIA SECURITIES, LLC

ARCADIA SECURITIES, LLC | TIBERIUS CAPITAL MARKETS, A DIVISION OF ARCADIA SECURITIES, LLC | BROOKLINE CAPITAL MARKETS, A DIVISION OF ARCADIA SECURITIES,LLC | B. DYSON CAPITAL ADVISORS, A DIVISION OF ARCADIA SECURITIES, LLC

CRD#: 44656 / SEC#: , 8-50764

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1370 Avenue Of The Americas 29th Fl, New York, NY 10019

Mailing Address

1370 Avenue Of The Americas 29th Fl, New York, NY 10019

Phone number

(212) 231-4101

Established

New York since 11/19/1997

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (40 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
KIKIS, THOMAS PETER	MANAGER, SOLE MEMBER, GSP & PRESIDENT	1198536
CHRISTAKOS, BASIL	CHIEF COMPLIANCE OFFICER	2290795
KONTULIS, CHARLES PHEDON II	MANAGING DIRECTOR	1327613
KONTULIS, CHARLES PHEDON II	ROSFP	1327613
SCHILLING, MICHAEL JAMES	FINOP, PFO, POO	2609624

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Basil Christakos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Basil Christakos's CRS (Customer Relationship Summary).

Certified licenses

Experience

PAULSON INVESTMENT COMPANY LLC

CLARK DODGE & CO., INC.

ADVANCED EQUITIES, INC.

ADVANCED EQUITIES, INC.

PARAMOUNT BIOCAPITAL, INC.

SANDS BROTHERS & CO., LTD.

SUPPES SECURITIES, INC.

REICH & CO., INC.

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/14/2010

Series 63

Date: 12/9/1992

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

Series 16

Date: 9/17/2021

SIE

Date: 10/1/2018

Series 55

Date: 9/20/2002

Series 7

Date: 8/28/1993

Series 6

Date: 11/30/1992

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 14

Date: 10/25/1997

Series 12

Date: 9/27/1996

Series 4

Date: 11/20/1995

Series 27

Date: 1/13/1995

Series 53

Date: 12/2/1994

Series 24

Date: 9/20/1994

FINRA

Nasdaq Stock Market

Current Firm

ARCADIA SECURITIES, LLC

Contact information

FINRA licenses (40 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ARCADIA SECURITIES, LLC

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