David A. Greenfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Anthony Greenfield was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1969. David had worked at 9 firms and has passed the Series 63, SIE, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2014 - June 10, 2015
SEIDEL & CO., LLC
January 27, 2000 - December 13, 2012
SEIDEL & CO., LLC
February 9, 1999 - January 7, 2000
HAPOALIM SECURITIES USA, INC.
May 9, 1994 - February 11, 1999
STUART, COLEMAN & CO., INC.
October 11, 1991 - June 3, 1994
JOSEPHTHAL & CO., INC.
January 17, 1990 - October 22, 1991
JJC SECURITIES CO., INC.
January 2, 1990 - January 29, 1990
HANIFEN, IMHOFF SECURITIES CORP.
July 15, 1977 - January 2, 1990
MOORE & SCHLEY, CAMERON & CO.
February 25, 1974 - August 1, 1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
May 1, 1969 - March 8, 1974
JII SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 7/15/1985
AMEX Put and Call ExamSeries 1
Date: 4/25/1969
Registered Representative ExaminationCurrent Firm
SEIDEL & CO., LLC
CRD#: 42821 / SEC#: , 8-50016
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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