Arnold Greenfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arnold Greenfield was a registered financial professional .
Arnold is a previously registered financial professional and started their career in finance in 1963. Arnold had worked at 4 firms and has passed the Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 1983 - July 27, 1989
THE KEYES INVESTMENT GROUP, INC.
June 6, 1982 - September 8, 1982
J. B. HANAUER & CO.
November 12, 1971 - March 2, 1973
SOMERSET EQUITIES CORPORATION
April 5, 1963 - March 2, 1973
ARNOLD GREENFIELD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/8/1960
Registered Representative ExaminationCurrent Firm
THE KEYES INVESTMENT GROUP, INC.
CRD#: 8199 / SEC#: , 8-21737
Contact information
Documents
Red Flags
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