EC
Eddie C. Chan
PERENNIAL FINANCIAL SERVICES
Los Angeles, CA 90025
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CRD#: 2290613
EC
Professional summary
Eddie Chewkwong Chan, who also goes by Eddie Chew Kwong Chan, is a registered financial advisor currently at PERENNIAL FINANCIAL SERVICES located in Los Angeles, California and LPL FINANCIAL LLC located in Los Angeles, California.
Eddie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Eddie has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eddie Chew Kwong Chan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 07/19/2022 - PERENNIAL INVESTMENT ADVISORS, LLC/ REGISTERED INVESTMENT ADVISOR HYBRID/ INVESTMENT RELATED/ 100%/ LOS ANGELES, CA 2. 07/19/2022 - PERENNIAL INVESTMENT ADVISORS, LLC/ REGISTERED INVESTMENT ADVISOR DBA/ INVESTMENT RELATED/ 100%/ LOS ANGELES, CA 3. 07/19/2022 - PERENNIAL FINANCIAL & INSURANCE SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ LOS ANGELES, CA 4. 07/19/2022 - PERENNIAL FINANCIAL & INSURANCE SERVICES/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 10%/ LOS ANGELES, CA 5. 04/09/2024 - Perennial Legacy LLC, DBA Perennial Legacy Insurance Solutions - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started: 4/10/2024 - 10 Hrs/Mo; 0 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Eddie Chewkwong Chan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 21, 2022 - Present
PERENNIAL FINANCIAL SERVICES
Office #1: 11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025RIA
CRD#: 286477
Los Angeles, CA
Current
July 19, 2022 - Present
LPL FINANCIAL LLC
Office #1: 11620 Wilshire Blvd. Ste 400, Los Angeles, CA 90025RIA
BD
CRD#: 6413
Los Angeles, CA
Past
October 5, 2009 - July 26, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Los Angeles, CA
Past
October 5, 2009 - July 26, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Los Angeles, CA
Past
January 26, 2007 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
RIA
CRD#: 5979
CENTURY CITY, CA
Past
January 26, 2007 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
CENTURY CITY, CA
Past
August 23, 2002 - February 6, 2007
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
BEVERLY HILLS, CA
Past
August 23, 2002 - February 6, 2007
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
BEVERLY HILLS, CA
Past
August 4, 1998 - August 30, 2002
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
LOS ANGELES, CA
Past
April 16, 1998 - August 30, 2002
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
August 21, 1996 - April 8, 1998
IAC SECURITIES, INC.
BD
CRD#: 14081
TINLEY PARK, IL
Past
November 20, 1995 - January 25, 1996
GERWICK FINANCIAL SERVICES INC.
BD
CRD#: 28032
Past
February 26, 1993 - September 29, 1994
QUEST CAPITAL STRATEGIES, INC.
BD
CRD#: 16783
LAGUNA HILLS, CA
Past
October 21, 1992 - February 1, 1993
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PERENNIAL FINANCIAL SERVICES
ALDANA FINANCIAL | TANAKA WEALTH MANAGEMENT GROUP | SHAEFFER PRIVATE WEALTH MANAGEMENT | ROSE GREENE FINANCIAL SERVICES | PERENNIAL WEALTH ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS | PERENNIAL FINANCIAL SERVICES | MCCREADY FINANCIAL GROUP, INC | HORG WEALTH MANAGEMENT | FORD FINANCIAL GROUP | COBALT UNLIMITED
CRD#: 286477 / SEC#: 801-110619
RIA
Registered Investment Advisory firm - (6/12/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/19/2022)
RR
California(7/19/2022)
IAR
California(7/21/2022)
RR
Colorado(7/19/2022)
RR
Florida(7/19/2022)
RR
Georgia(7/19/2022)
RR
Idaho(7/19/2022)
RR
Indiana(7/19/2022)
RR
Kansas(7/19/2022)
RR
Michigan(7/19/2022)
RR
Missouri(3/7/2023)
RR
Nevada(7/19/2022)
RR
New York(7/19/2022)
RR
North Carolina(8/28/2023)
RR
Oklahoma(10/28/2024)
RR
Oregon(8/2/2022)
RR
Pennsylvania(1/23/2024)
RR
Tennessee(7/19/2022)
RR
Texas(7/19/2022)
RR
Washington(8/1/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PF
PERENNIAL FINANCIAL SERVICES
ALDANA FINANCIAL | TANAKA WEALTH MANAGEMENT GROUP | SHAEFFER PRIVATE WEALTH MANAGEMENT | ROSE GREENE FINANCIAL SERVICES | PERENNIAL WEALTH ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS | PERENNIAL FINANCIAL SERVICES | MCCREADY FINANCIAL GROUP, INC | HORG WEALTH MANAGEMENT | FORD FINANCIAL GROUP | COBALT UNLIMITED
CRD#: 286477 / SEC#: 801-110619
RIA
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Contact information
Main Address
11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025
Mailing Address
Phone number
(310) 445-2504
Established
Firm type
Fiscal year end
# of Employees
50
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,833 |
| AUM (Assets Under Management) | $ 1,898,116,372 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PERENNIAL FINANCIAL SERVICES
CRD#: 286477Los Angeles, CA 90025TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
