SW
Susan E. Williams
SGL INVESTMENT ADVISORS
Missoula, MT 59802-4328
Some features on this profile are disabled
CRD#: 2290587
SW
Professional summary
Susan Elaine Williams, who also goes by Susan Elaine Schild, is a registered financial advisor currently at SGL INVESTMENT ADVISORS, INC. located in Missoula, Montana and S.G. LONG & COMPANY located in Missoula, Montana.
Susan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Susan has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Susan Elaine Schild
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SG Long Financial Services; investment related; 283 W Front St., Ste. 302, Missoula, MT 59802; holding company (administrative services for affiliated investment operating companies); CEO; 20 hours a month which can include market hours; oversee operations and managing corporate matters. SGL Investment Advisors; investment related; located at 283 W Front St., Ste. 302, Missoula, MT 59802; Investment Advisor; Senior Portfolio Manager, Corporate Officer and Investment Advisor Representative; January 2008; devotes approximately 80 hours per month including market hour. S G Long Financial Services Corp; investment related; located at 283 W Front St., Suite 302, Missoula, MT 59802; Parent Company providing admin and mgmt. services to subsidiaries, Director; start date 3/1/2006; President; Start date 3/31/2023; 12 hours per month, 0 hours per month during trading, no direct compensation; duties include strategic management, making corporate decisions, managing overall operations. Missoula Economic Partnership; not investment related; 500 North Higgins Avenue Missoula, MT 59802; Promote economic development in Missoula; Member of Board of Directors, start date 1/1/2017; 2 hours per month; 0 during trading hours; provide insight and direction to non-profit entity Missoula Symphony Association; not investment related; 320 East Main Street, Missoula, MT 59802; Promote Symphony in Missoula; Member of Board of Directors; start date 7/17/2023; 1 hour per month; 0 hours during trading; provide insight and direction to non-profit entity
CRS (Client Relationship Summary) - RIA
Click below to view Susan Elaine Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 24, 2008 - Present
SGL INVESTMENT ADVISORS, INC.
Office #1: 283 W. Front Street Suite 302, Missoula, MT 59802-4328RIA
CRD#: 145167
Missoula, MT
Current
January 11, 2018 - Present
S.G. LONG & COMPANY
Office #1: 283 West Front Suite 302, Missoula, MT 59802-4328Office #2: 283 W Front Street Suite 302, Missoula, MT 59802Office #3: 283 W. Front Street Suite 302, Missoula, MT 59802RIA
BD
CRD#: 47511
MISSOULA, MT
Current
September 28, 1999 - Present
S.G. LONG & COMPANY
Office #1: 283 West Front Suite 302 Suite 302, Missoula, MT 59802-4328Office #2: 283 W Front Street Suite 302, Missoula, MT 59802RIA
BD
CRD#: 47511
Missoula, MT
Past
January 4, 1999 - November 10, 1999
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
January 1, 1996 - December 31, 2010
S.G. LONG & COMPANY
RIA
CRD#: 47511
MISSOULA, MT
Past
June 9, 1994 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
BD
CRD#: 10147
ST. PETERSBURG, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SGL INVESTMENT ADVISORS, INC.
SGL INVESTMENT ADVISORS, INC. | SGL INVESTMENT ADVISORY, INC.
CRD#: 145167 / SEC#: 801-80443
RIA
Registered Investment Advisory firm - (10/14/2014 Approved)Montana
Registered Investment Advisory firm - (7/10/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/28/2019)
RR
California(10/19/1999)
RR
Colorado(10/4/1999)
RR
Connecticut(11/9/1999)
RR
Florida(12/22/2023)
RR
Idaho(9/29/1999)
RR
Illinois(1/4/2021)
RR
Maryland(2/20/2014)
RR
Massachusetts(12/22/2023)
RR
Minnesota(10/7/2008)
RR
Montana(9/30/1999)
IAR
Montana(9/24/2008)
RR
North Dakota(1/2/2025)
RR
Oregon(12/13/1999)
RR
Tennessee(10/17/2024)
RR
Texas(4/20/2020)
IAR
Texas(12/21/2020)
RR
Utah(8/26/2024)
RR
Virginia(6/21/2021)
RR
Washington(10/5/1999)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SI
SGL INVESTMENT ADVISORS, INC.
SGL INVESTMENT ADVISORS, INC. | SGL INVESTMENT ADVISORY, INC.
CRD#: 145167 / SEC#: 801-80443
RIA
Registered Investment Advisory firm - (10/14/2014 Approved)Montana
Registered Investment Advisory firm - (7/10/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
283 W. Front Street Suite 302, Missoula, MT 59802-4328
Mailing Address
Phone number
(406) 721-0999
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,236 |
| AUM (Assets Under Management) | $ 391,569,109 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
