William A. Losey

BILL LOSEY RETIREMENT SOLUTIONS

Greenwich, NY

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CRD#: 2290403

Professional summary

William Albert Losey III, CFP®, who also goes by Bill Losey III, Billy Losey III, is a registered financial advisor currently at BILL LOSEY RETIREMENT SOLUTIONS, LLC located in Greenwich, New York.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. William has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Losey Iii | Billy Losey Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Albert Losey III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Current

March 22, 2021 - Present

BILL LOSEY RETIREMENT SOLUTIONS, LLC

RIA

CRD#: 140731

Greenwich, NY

Past

March 21, 2011 - December 1, 2011

BILL LOSEY RETIREMENT SOLUTIONS, LLC

RIA

CRD#: 140731

WILTON, NY

Past

June 24, 2004 - June 19, 2006

TOWER SQUARE SECURITIES, INC.

CRD#: 833

WILTON, NY

Past

March 21, 2000 - June 7, 2004

CASTLE HILL CAPITAL PARTNERS, INC.

CRD#: 44131

NEW YORK, NY

Past

June 11, 1997 - February 11, 1999

GARY GOLDBERG & CO., INC.

CRD#: 6482

SUFFERN, NY

Past

June 10, 1993 - May 5, 1997

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

April 28, 1993 - June 10, 1993

GREEN HILL FINANCIAL SERVICE CORPORATION

CRD#: 4882

Past

October 30, 1992 - March 12, 1993

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BILL LOSEY RETIREMENT SOLUTIONS, LLC

CRD#: 140731 / SEC#: 801-78201

RIA

Registered Investment Advisory firm - (6/17/2013 Approved)

New York

Registered Investment Advisory firm - (6/18/2013 Terminated)

Texas

Registered Investment Advisory firm - (12/1/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/2/2024)

IAR

New York
(3/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/21/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/25/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/29/1992

General Securities Representative Examination

Current Firm

BILL LOSEY RETIREMENT SOLUTIONS, LLC

CRD#: 140731 / SEC#: 801-78201

RIA

Registered Investment Advisory firm - (6/17/2013 Approved)

New York

Registered Investment Advisory firm - (6/18/2013 Terminated)

Texas

Registered Investment Advisory firm - (12/1/2011 Terminated)

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Contact information

Main Address

Greenwich, NY

Mailing Address

Phone number

(518) 855-4065

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BILL LOSEY RETIREMENT SOLUTIONS, LLC FORM ADV PART 2A (9/24/2025)

Regulatory assets under management

Total Number of Accounts	110
AUM (Assets Under Management)	$ 37,344,898

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William A. Losey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Albert Losey III's CRS (Customer Relationship Summary).

Certified licenses

Experience

BILL LOSEY RETIREMENT SOLUTIONS, LLC

TOWER SQUARE SECURITIES, INC.

CASTLE HILL CAPITAL PARTNERS, INC.

GARY GOLDBERG & CO., INC.

VOYA FINANCIAL ADVISORS, INC.

GREEN HILL FINANCIAL SERVICE CORPORATION

1717 CAPITAL MANAGEMENT COMPANY

Primary Firm SEC Registration

BILL LOSEY RETIREMENT SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/21/1996

Series 63

Date: 11/25/1992

Series 7

Date: 10/29/1992

Current Firm

BILL LOSEY RETIREMENT SOLUTIONS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BILL LOSEY RETIREMENT SOLUTIONS, LLC

TRUST BUT VERIFY

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