Kevin Ross
Professional Summary
Kevin Ross, who also goes by Kevin M Ross, Kevin Michael Ross, is a registered financial advisor currently at CARDEA CAPITAL ADVISORS, LLC located in Atlanta, Georgia and 3ICO SECURITIES LLC located in Conshohocken, Pennsylvania. Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Kevin has worked at 13 firms and has passed the Series 63, Series 65, Series 7TO, Series 6TO, SIE,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kevin M Ross, Kevin Michael Ross
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
CARDEA CAPITAL ADVISORS, LLC | LIBERATOR WEALTH MANAGEMENT, LLC
Contact Information
Main Address
601 21st Street Suite 300, Vero Beach, FL 32960Phone Number
(770) 977-7779# of Employees
9SEC notice filing (11 States and Territories)
Registered to provide investment advisory services in 11 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
393AUM (Assets Under Management)
$124,161,851Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CARDEA CAPITAL ADVISORS, LLC | LIBERATOR WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(3/29/2024)
(9/16/2026)
(9/16/2026)
(4/2/2024)
(9/21/2026)
(9/25/2026)
(10/11/2024)
(9/16/2026)
(9/18/2026)
(9/16/2026)
(9/2/2026)
(3/28/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 2023About the Series 6TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 1992About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jun 2001About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Kevin Ross's CRS (Customer Relationship Summary).
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