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GW

Guillermo G. Wydler

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CRD#: 2290117
GW

Professional summary

Guillermo Gustavo Wydler was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Guillermo is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Guillermo had worked at 1 firm, which includes UNITED AMERICAN INTERNATIONAL INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bill Wydler | William Wydler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 2, 1995 - June 1, 2000

UNITED AMERICAN INTERNATIONAL, INC.

BD
CRD#: 30922
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/23/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 4/13/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 10/1/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/4/1996
General Securities Principal Examination

Current Firm

UA
UNITED AMERICAN INTERNATIONAL, INC.
UNITED AMERICAN INTERNATIONAL, INC.

CRD#: 30922 / SEC#: , 8-45238

BD
Cancelled by SEC on 10/04/2006
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Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 09/08/1992
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
UNITED AMERICAN COMPANYSHAREHOLDER
MARTINEZ, LUIS ENRIQUECHAIRMAN/PRESIDENT2290114
RITCHIE, IRENE SMITHFINOP4186814
SPEZIALE, DOMINICK ANTHONYSR. VICE PRESIDENT / SROP/CROP873154
WYDLER, GUILLERMO GUSTAVOSHAREHOLDER2290117

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

UNITED AMERICAN INTERNATIONAL, INC.

CRD#: 30922

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