Luis E. Martinez

ABENDSTERN WEALTH MANAGEMENT

Shenandoah, TX 77384

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CRD#: 2290114

Professional summary

Luis Enrique Martinez was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Luis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Prior to being barred, Luis has worked at 2 firms, which includes ABENDSTERN WEALTH MANAGEMENT INC., UNITED AMERICAN INTERNATIONAL INC..

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Luis Martinez Andrade

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

A.I.P.T. (EDUCATIONAL) THE WOODLANDS, start date 2008, not investment related. 18, North Valley Oaks, The Woodlands, TX 77382, approximately 10-15 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luis Enrique Martinez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 13, 2019 - Present

ABENDSTERN WEALTH MANAGEMENT, INC.

Office #1: 150 Pine Forest Dr. Suite 803, Shenandoah, TX 77384

RIA

CRD#: 172715

Shenandoah, TX

Past

August 4, 2015 - December 6, 2017

ABENDSTERN WEALTH MANAGEMENT, INC.

RIA

CRD#: 172715

SHENANDOAH, TX

Past

May 2, 1995 - January 2, 2001

UNITED AMERICAN INTERNATIONAL, INC.

CRD#: 30922

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/13/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/1/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/28/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/23/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/7/1995

General Securities Principal Examination

Current Firm

ABENDSTERN WEALTH MANAGEMENT, INC.

ABENDSTERN WEALTH MANAGEMENT, INC. | ABENSTERN WEALTH MANAGEMENT, INC.

CRD#: 172715 / SEC#: 801-80738

RIA

Registered Investment Advisory firm - (9/21/2015 Terminated)

Florida

Registered Investment Advisory firm - (3/12/2018 Approved)

Texas

Registered Investment Advisory firm - (9/15/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

150 Pine Forest Dr. Suite 803, Shenandoah, TX 77384

Mailing Address

Phone number

(713) 429-5375

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Luis E. Martinez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luis Enrique Martinez's CRS (Customer Relationship Summary).

Certified licenses

Experience

ABENDSTERN WEALTH MANAGEMENT, INC.

ABENDSTERN WEALTH MANAGEMENT, INC.

UNITED AMERICAN INTERNATIONAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/1/2015

Series 63

Date: 10/28/1992

Series 7

Date: 11/23/1993

Series 24

Date: 2/7/1995

Current Firm

ABENDSTERN WEALTH MANAGEMENT, INC.

Contact information

Documents

Red Flags

Company Information

ABENDSTERN WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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