Bart A. Zandbergen
AXXCESS WEALTH MANAGEMENT
Laguna, CA 92651
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CRD#: 2290066
Professional summary
Bart Adrian Zandbergen, CFP® is a registered financial advisor currently at AXXCESS WEALTH MANAGEMENT, LLC located in Laguna, California.
Bart is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Bart has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The Zandbergen Group is DBA for securities and advisory business. Although a Registered Representative of Tessera Capital Partners, LLC, Bart Zandbergen operates under the name of The Zandbergen Group, which is not a registered entity, but is used because of the representational value associated with it. All Securities services will be offered through Tessera. Investment Advisory Services are offered through Axxcess Wealth Management, LLC. Other business activities include 1. LICENSED TO LIFE/HEALTH INSURANCE, BART A. ZANDBERGEN INC, INSURANCE SERVICES. 2. CERTIFIED DIVORCE FINANCIAL ANALYST DESIGNATION, SPECIALIZING IN THE FINANCIAL ISSUES SURROUNDING DIVORCE. REQUIREMENTS: TWO YEARS OF FINANCIAL PLANNING OR LEGAL EXPERIENCE. AFTER ATTAINING THE PROPER WORK EXPERIENCE, CANDIDATES ARE REQUIRED TO COMPLETE A FOUR-STEP MODULAR SELF-STUDY PROGRAM AND EXAM DESIGNED BY THE, THE INSTITUTE FOR DIVORCE FINANCIAL ANALYSTS. CE REQUIREMENTS: 15 DIVORCE-SPECIFIC HOURS EVERY TWO YEARS. 3. BART ZANDBERGEN PERFORMS INTERMITTENT MODELING WORK AND CONTRIBUTES TO SEVERAL MAGAZINES ALL OF WHICH IS UNPAID AND UNRELATED TO THE SECURITIES INDUSTRY.
CRS (Client Relationship Summary) - RIA
Click below to view Bart Adrian Zandbergen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
January 4, 2022 - Present
AXXCESS WEALTH MANAGEMENT, LLC
Office #1: 32322 South Coast Hwy Suite C, Laguna, CA 92651RIA
CRD#: 164081
Laguna, CA
Past
November 17, 2020 - October 15, 2021
XTON FINANCIAL LLC
BD
CRD#: 132847
Laguna Beach, CA
Past
October 6, 2020 - December 31, 2021
AXXCESS WEALTH MANAGEMENT, LLC
RIA
CRD#: 164081
Laguna Beach, CA
Past
January 12, 2017 - October 7, 2020
OPTIVEST, INC.
RIA
CRD#: 137070
DANA POINT, CA
Past
November 23, 2016 - October 7, 2020
GRAMERCY SECURITIES, INC.
BD
CRD#: 8177
DANA POINT, CA
Past
July 8, 1997 - December 8, 2016
FINANCIAL MANAGEMENT NETWORK INC
RIA
CRD#: 110454
LAGUNA HILLS, CA
Past
June 23, 1995 - November 14, 2016
FMN CAPITAL CORPORATION
BD
CRD#: 38105
MISSION VIEJO, CA
Past
October 23, 1992 - June 14, 1995
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AXXCESS WEALTH MANAGEMENT, LLC
ALTA PRIVATE WEALTH | WILLIAMSON LEGACY GROUP | VANDALIA WEALTH MANAGEMENT | THE ZANDBERGEN GROUP | SILVERSTONE PRIVATE WEALTH | SEWALSON MILAZZO FINANCIAL CONSULTING GROUP | SENTRY PACIFIC FINANCIAL GROUP | ROUTE 20 PRIVATE WEALTH | PROVIDENCE WEALTH MANAGEMENT | PATHFINDER WEALTH ADVISORS | PATHFINDER | OUTWING PRIVATE WEALTH MANAGEMENT | OSPREY CAPITAL PARTNERS LLC | OPTIMIZED WEALTH STRATEGIES | MK CAPITAL ADVISORS, LLC | MAGNOLIA CAPITAL MANAGEMENT | MADDIX WEALTH MANAGEMENT | LIFETIME WEALTH SOLUTIONS | LA WEALTH ADVISORS | JENNIFER P. EASLEY, CFP | INVESTATE WEALTH MANAGEMENT | E AND E FINANCIAL | DONAHUGH WEALTH | COLLIER SUSTAINABLE WEALTH MANAGEMENT | AXXCESS WEALTH MANAGEMENT, LLC | ASSET PRESERVATION STRATEGIES | ASCENDANT CAPITAL MANAGEMENT, LLC | AMBROSINI WEALTH
CRD#: 164081 / SEC#: 801-76763
RIA
Registered Investment Advisory firm - (6/6/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/5/2022)
IAR
Texas(1/4/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
AXXCESS WEALTH MANAGEMENT, LLC
ALTA PRIVATE WEALTH | WILLIAMSON LEGACY GROUP | VANDALIA WEALTH MANAGEMENT | THE ZANDBERGEN GROUP | SILVERSTONE PRIVATE WEALTH | SEWALSON MILAZZO FINANCIAL CONSULTING GROUP | SENTRY PACIFIC FINANCIAL GROUP | ROUTE 20 PRIVATE WEALTH | PROVIDENCE WEALTH MANAGEMENT | PATHFINDER WEALTH ADVISORS | PATHFINDER | OUTWING PRIVATE WEALTH MANAGEMENT | OSPREY CAPITAL PARTNERS LLC | OPTIMIZED WEALTH STRATEGIES | MK CAPITAL ADVISORS, LLC | MAGNOLIA CAPITAL MANAGEMENT | MADDIX WEALTH MANAGEMENT | LIFETIME WEALTH SOLUTIONS | LA WEALTH ADVISORS | JENNIFER P. EASLEY, CFP | INVESTATE WEALTH MANAGEMENT | E AND E FINANCIAL | DONAHUGH WEALTH | COLLIER SUSTAINABLE WEALTH MANAGEMENT | AXXCESS WEALTH MANAGEMENT, LLC | ASSET PRESERVATION STRATEGIES | ASCENDANT CAPITAL MANAGEMENT, LLC | AMBROSINI WEALTH
CRD#: 164081 / SEC#: 801-76763
RIA
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Contact information
Main Address
6005 Hidden Valley Road Suite 290, Carlsbad, CA 92011
Mailing Address
Phone number
(858) 217-5347
Established
Firm type
Fiscal year end
# of Employees
86
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 22,242 |
| AUM (Assets Under Management) | $ 6,329,396,180 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
