Erik S. Davis

NAVIGATION GROUP

REDWOOD CITY, CA 94065

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CRD#: 2290051

Professional summary

Erik Shannon Davis, CFP® is a registered financial advisor currently at NAVIGATION GROUP LLC located in Redwood City, California and LPL FINANCIAL LLC located in Redwood City, California.

Erik is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Erik has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Services Offered

Retirement Planning

Insurance Planning

Employee and Employer Plan Benefits

Tax Planning

Investment Planning

Education Planning

Estate Planning

Comprehensive Financial Planning

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Shannon Davis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1997

Experience

Current

August 2, 1999 - Present

NAVIGATION GROUP LLC

Office #1: 3 Lagoon Drive Suite 155, Redwood City, CA 94065

RIA

CRD#: 130982

REDWOOD CITY, CA

Current

December 18, 1998 - Present

LPL FINANCIAL LLC

Office #1: Three Lagoon Drive # 110, Redwood City, CA 94065

RIA

CRD#: 6413

REDWOOD CITY, CA

Past

November 4, 2025 - July 10, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

December 18, 1998 - August 23, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

November 16, 1992 - December 23, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

November 16, 1992 - December 23, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAVIGATION GROUP LLC

NAVIGATION GROUP LLC | NAVIGATION GROUP, INC.

CRD#: 130982 / SEC#: 801-110408

RIA

Registered Investment Advisory firm - (4/28/2017 Approved)

California

Registered Investment Advisory firm - (5/28/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/4/1999)

California
(12/22/1998)

IAR

California
(8/2/1999)

Colorado
(12/18/1998)

Florida
(5/17/2013)

Georgia
(9/28/2021)

Hawaii
(10/13/2003)

Indiana
(11/10/2021)

Maryland
(3/21/2007)

Montana
(4/6/2023)

Nevada
(4/19/2021)

Ohio
(7/10/2018)

Oregon
(9/5/2007)

Texas
(12/18/1998)

Utah
(12/15/2023)

Vermont
(5/6/2021)

Virginia
(3/24/2016)

Washington
(1/5/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 11/18/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/11/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/10/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NAVIGATION GROUP LLC

NAVIGATION GROUP LLC | NAVIGATION GROUP, INC.

CRD#: 130982 / SEC#: 801-110408

RIA

Registered Investment Advisory firm - (4/28/2017 Approved)

California

Registered Investment Advisory firm - (5/28/2017 Terminated)

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Contact information

Main Address

3 Lagoon Drive Suite 110, Redwood Shores, CA 94065

Mailing Address

Phone number

(650) 595-1700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NAVIGATION GROUP PART 2A (4/1/2025)

Regulatory assets under management

Total Number of Accounts	426
AUM (Assets Under Management)	$ 927,521,918

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Erik S. Davis

Professional summary

Services Offered

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Shannon Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

NAVIGATION GROUP LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/18/1992

SIE

Date: 10/1/2018

Series 7

Date: 11/11/1992

Series 24

Date: 2/10/1999

FINRA

Current Firm

NAVIGATION GROUP LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NAVIGATION GROUP LLC

TRUST BUT VERIFY

Contact information

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