Damiano S. Coraci
Professional summary
Damiano Salvatore Coraci was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Damiano is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Damiano had worked at 8 firms, which includes WIN CAPITAL CORP., PARAGON CAPITAL MARKETS INC., HORNBLOWER & WEEKS INC., GLOBAL EQUITIES GROUP INC, JOSEPHTHAL & CO. INC., AMERICORP SECURITIES INC., LEHMAN BROTHERS INC., SOUTH RICHMOND SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 1999 - November 29, 1999
WIN CAPITAL CORP.
June 24, 1998 - November 3, 1998
PARAGON CAPITAL MARKETS, INC.
January 27, 1998 - May 27, 1998
HORNBLOWER & WEEKS, INC.
June 3, 1996 - January 6, 1998
GLOBAL EQUITIES GROUP INC
August 14, 1995 - June 10, 1996
JOSEPHTHAL & CO., INC.
March 18, 1993 - August 22, 1995
AMERICORP SECURITIES, INC.
January 13, 1993 - March 29, 1993
LEHMAN BROTHERS INC.
November 22, 1992 - November 27, 1992
SOUTH RICHMOND SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WIN CAPITAL CORP.
CRD#: 36172 / SEC#: , 8-47174
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KSH TRADING LLC | OWNER | |
| BAYERN, STEVEN JAY | CHAIRMAN, DIRECTOR | 15379 |
| KOLENIK, PATRICK MICHAEL | PRESIDENT, DIRECTOR | 810813 |
| ABLAMSKY, JOHN THOMAS | CFO/SECRETARY/TREASURER/FINOP | 2466780 |
| KOHN, HARVEY RICHARD | DIRECTOR | 817501 |
| QUIGLEY, WILLIAM MICHAEL | COMPLIANCE DIRECTOR | 1968265 |
| SUCOFF, CARY WILLIAM | DIRECTOR | 1156732 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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