Brent L. Honea

SECURA FINANCIAL

Orange, CA 92868-2944

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CRD#: 2289905

Professional summary

Brent Lee Honea, who also goes by Brent L Honea, is a registered financial advisor currently at SECURA FINANCIAL located in Orange, California and ARKADIOS CAPITAL located in Orange, California.

Brent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Brent has worked at 21 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brent L Honea

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)START DATE 01/2014, I DEVOTE 20 HRS/MO (4 HRS DURING TRADING) AS AN EMPLOYEE OF BARTH CADERON LLP, THIS IS A NON-INVESTMENT RELATED ACTIVITY & MY DUTIES INCLUDE; ESTATE PLANNING & ASSET PROTECTION LAW. (2)START DATE 11/2013, I DEVOTE 5 HRS.MO (VERY LITTLE DURING TRADING) AS INDEPENDENT CONTRACTOR TO BENTLEY FINANCIAL & INSURANCE; THIS IS NON-INVESTMENT RELATED & MY DUTIES INCLUDE SALE OF LIFE INSURANCE PRODUCTS. (3)START DATE 11/2019, I DEVOTE 20 HRS/MO (8 HRS DURING TRADING)AS INDEPENDENT CONTRACTOR FOR SECURA FINANCIAL, LLC; THIS IS AN INVESTMENT RELATED ACTIVITY & MY DUTIES INCLUDE ADVISORY, FINANCIAL PLANNING. BUSINESS ADDRESS FOR ABOVE: 333 CITY BLVD.,WEST, #2050, ORANGE, CA 92868 (4)ARKADIOS CAPITAL; Yes; Orange, CA; Broker-dealer; Registered Representative; 03/2024; 25/ HRS MO; 25/ HRS MO;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Lee Honea's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2014 - Present

SECURA FINANCIAL

Office #1: 333 City Boulevard West, Suite 2050, Orange, CA 92868-2944

RIA

CRD#: 137324

Orange, CA

Current

March 7, 2024 - Present

ARKADIOS CAPITAL

Office #1: 333 City Blvd West Suite 2050, Orange, CA 92868

CRD#: 282710

Orange, CA

Past

January 5, 2015 - March 21, 2024

CROWN CAPITAL SECURITIES, L.P.

CRD#: 6312

ORANGE, CA

Past

January 22, 2014 - December 31, 2014

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

ORANGE, CA

Past

December 18, 2013 - December 31, 2014

J.W. COLE FINANCIAL, INC.

CRD#: 124583

ORANGE, CA

Past

June 12, 2012 - December 18, 2012

LUCIA CAPITAL GROUP

RIA

CRD#: 152396

SAN DIEGO, CA

Past

June 6, 2012 - December 18, 2012

LUCIA SECURITIES, LLC

CRD#: 37179

NEWPORT BEACH, CA

Past

November 2, 2011 - December 16, 2011

BERNZOTT CAPITAL ADVISORS

RIA

CRD#: 104583

CAMARILLO, CA

Past

September 16, 2009 - February 25, 2011

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

ANAHEIM, CA

Past

June 3, 2009 - October 1, 2009

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

PLACENTIA, CA

Past

February 21, 2007 - February 18, 2009

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

BREA, CA

Past

January 17, 2007 - February 18, 2009

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BREA, CA

Past

January 26, 2006 - December 12, 2006

APEX CLEARING CORPORATION

CRD#: 13071

DALLAS, TX

Past

October 10, 2005 - January 6, 2006

AXOS CLEARING LLC

CRD#: 117176

OMAHA, NE

Past

July 2, 2001 - August 26, 2005

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

BOSTON, MA

Past

November 3, 1998 - May 14, 2001

WEDBUSH SECURITIES INC.

CRD#: 877

PASADENA, CA

Past

July 14, 1997 - January 28, 1998

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Past

November 30, 1994 - July 14, 1997

ASB FINANCIAL SERVICES

CRD#: 24280

IRVINE, CA

Past

July 21, 1994 - November 30, 1994

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

CRD#: 14229

NORTHRIDGE, CA

Past

September 8, 1993 - July 21, 1994

DETWILER FENTON WEALTH MANAGEMENT INC

CRD#: 16063

BOSTON, MA

Past

February 19, 1993 - September 10, 1993

ASB FINANCIAL SERVICES

CRD#: 24280

IRVINE, CA

Past

November 20, 1992 - December 7, 1992

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SECURA FINANCIAL

BARTH FINANCIAL ADVISORS, LLC | SECURA FINANCIAL, LLC | SECURA FINANCIAL | H.M. BARTH & COMPANY, LLC, FINANCIAL PLANNING & WEALTH MANAGEMENT | H.M. BARTH & COMPANY, LLC

CRD#: 137324 / SEC#: 801-113072

RIA

Registered Investment Advisory firm - (4/25/2018 Approved)

Alaska

Registered Investment Advisory firm - (5/24/2018 Terminated)

California

Registered Investment Advisory firm - (6/20/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(3/31/2014)

California
(3/7/2024)

Idaho
(3/7/2024)

Texas
(3/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/28/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/19/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/17/1992

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SECURA FINANCIAL

BARTH FINANCIAL ADVISORS, LLC | SECURA FINANCIAL, LLC | SECURA FINANCIAL | H.M. BARTH & COMPANY, LLC, FINANCIAL PLANNING & WEALTH MANAGEMENT | H.M. BARTH & COMPANY, LLC

CRD#: 137324 / SEC#: 801-113072

RIA

Registered Investment Advisory firm - (4/25/2018 Approved)

Alaska

Registered Investment Advisory firm - (5/24/2018 Terminated)

California

Registered Investment Advisory firm - (6/20/2018 Terminated)

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Contact information

Main Address

333 City Boulevard West, Suite 2050, Orange, CA 92868-2944

Mailing Address

Phone number

(714) 704-6616

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE SEC (4/30/2025)

ADV2A AND 2B SEC (4/30/2025)

Regulatory assets under management

Total Number of Accounts	1,141
AUM (Assets Under Management)	$ 261,784,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brent L. Honea

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Lee Honea's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARKADIOS CAPITAL

CROWN CAPITAL SECURITIES, L.P.

J. W. COLE ADVISORS, INC.

J.W. COLE FINANCIAL, INC.

LUCIA CAPITAL GROUP

LUCIA SECURITIES, LLC

BERNZOTT CAPITAL ADVISORS

1ST GLOBAL CAPITAL CORP.

ALLSTATE FINANCIAL SERVICES, LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

APEX CLEARING CORPORATION

AXOS CLEARING LLC

NATIONAL FINANCIAL SERVICES LLC

WEDBUSH SECURITIES INC.

WAMU INVESTMENTS, INC.

ASB FINANCIAL SERVICES

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

DETWILER FENTON WEALTH MANAGEMENT INC

ASB FINANCIAL SERVICES

CHATFIELD DEAN & CO., INC.

Primary Firm SEC Registration

SECURA FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 7/28/1999

Series 63

Date: 11/19/1992

SIE

Date: 10/1/2018

Series 7

Date: 11/17/1992

FINRA

Current Firm

SECURA FINANCIAL

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SECURA FINANCIAL

TRUST BUT VERIFY

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