Leslie L. Bloomberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leslie Louise Bloomberg, who also goes by Leslie Louise Ballew, Leslie Louise Vanmalderan, Leslie Ballew Vanmalderen, was a registered financial professional .
Leslie is a previously registered financial professional and started their career in finance in 1994. Leslie had worked at 5 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2012 - June 5, 2012
BNG FINANCIAL SERVICES,INC.
March 15, 2002 - May 30, 2002
MORGAN STANLEY DW INC.
November 30, 1998 - September 2, 1999
THE ROBINSON-HUMPHREY COMPANY, LLC
November 27, 1995 - February 5, 1997
JWGENESIS SECURITIES, INC.
January 1, 1994 - September 5, 1995
BBVA COMPASS INVESTMENT SOLUTIONS, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BNG FINANCIAL SERVICES,INC.
CRD#: 139933 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 81 |
| AUM (Assets Under Management) | $ 43,013,264 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
