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CM

Christopher E. Mcclure

VANDERBILT ADVISORY SERVICES
Westport, CT 06880
Some features on this profile are disabled
CRD#: 2289844
CM

Professional summary

Christopher Edward Mcclure is a registered financial advisor currently at VANDERBILT ADVISORY SERVICES located in Westport, Connecticut.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Christopher has worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 53, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Edward Mcclure's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 21, 2021 - Present

VANDERBILT ADVISORY SERVICES

Office #1: 18 Kings Highway North, Westport, CT 06880
RIA
CRD#: 116537
Westport, CT
Past

March 24, 2021 - December 31, 2021

VANDERBILT SECURITIES, LLC

BD
CRD#: 5953
WESTPORT, CT
Past

March 12, 2002 - July 8, 2021

WESTPORT CAPITAL MARKETS, LLC

RIA
CRD#: 41562
WESTPORT, CT
Past

August 3, 2001 - June 15, 2021

WESTPORT CAPITAL MARKETS, LLC

BD
CRD#: 41562
WESTPORT, CT
Past

June 13, 1997 - August 7, 2001

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

June 26, 1995 - June 24, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

July 31, 1993 - July 5, 1995

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

December 4, 1992 - July 31, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VANDERBILT ADVISORY SERVICES
4KAST ADVISORS LLC | WORDEN WEALTH MANAGEMENT | WILLIAMS CAPITAL CORPORATION | WEALTH MARK ADVISORY SERVICES | WEALTH MANAGEMENT STRATEGIES | WCM FINANCIAL MANAGEMENT | WARD FINANCIAL | WALSH FINANCIAL SOLUTIONS | VANDERBILT FINANCIAL GROUP WESTPORT | VANDERBILT ADVISORY SERVICES | THE RETIREMENT OPTIMIZATION GROUP | TAVERNIER WEALTH MANAGEMENT | TASK FORCE INVESTMENTS | STERLING CAPITOL LLC | SQUAW ISLAND LLC. | SKYE HARBOR FINANCIAL | SENTIGENT FINANCIAL SOLUTIONS, LLC | SENIOR WEALTH MANAGEMENT, INC. | RAINBOW INVESTMENT SOLUTIONS | QUALITY FINANCIAL CONCEPTS | PREMAC WEALTH MANAGEMENT | PREFERRED FINANCIAL GROUP | PFG INVESTMENTS, LLC | MOREAU FINANCIAL PLANNING | MMS ASSET MANAGEMENT | MASTERPIECE FINANCIAL GROUP | LUNARIA FINANCIAL | KT WEALTH MANAGEMENT | KING PLAN ADVISORY GROUP | KEYSTONE FINANCIAL EDGE INC | JACK CHITE & ASSOCIATES | J. BROWER & ASSOCIATES | INFINITE INVESTMENT STRATEGIES LLC | ILN SECURITIES LLC | HIRSCH ASSOCIATES | HARBORWISE FINANCIAL | HANSEN'S ADVISORY SERVICES | GRYPHON ASSET MANAGEMENT | GREENVEST | GARDINER PRIVATE WEALTH MANAGEMENT | FORTRESS WEALTH SOLUTIONS, LLC | FAVA WEALTH MANAGEMENT | EVANS GROUP FINANCIAL ADVISORS | ENDEAVOR FINANCIAL GROUP | EMPOWERED INVESTMENTS | CURBELO WEALTH MANAGEMENT GROUP LLC | CORNELIUS ASSET MANAGEMENT | CORE VALUE INVESTMENT GROUP | COMMON INTERESTS | CJW FINANCIAL SERVICES | CHASE KELLY | CHAMBERLAIN GROUP | CENTERED WEALTH | BRIN FINANCIAL | BAKER WEALTH MANAGEMENT | ARK FINANCIAL | AMERICAN CENTURION FINANCIAL | ALPHA WAVE ADVISORS | AFTON CAPITAL MANAGEMENT | ABUNDANCE WEALTH SOLUTIONS

CRD#: 116537 / SEC#: 801-77166

RIA
Registered Investment Advisory firm - (10/23/2012 Approved)
California
Registered Investment Advisory firm - (11/5/2012 Terminated)
Connecticut
Registered Investment Advisory firm - (11/27/2012 Terminated)
Florida
Registered Investment Advisory firm - (10/31/2012 Terminated)
Georgia
Registered Investment Advisory firm - (11/2/2012 Terminated)
Indiana
Registered Investment Advisory firm - (10/31/2012 Terminated)
Maryland
Registered Investment Advisory firm - (11/15/2012 Terminated)
Massachusetts
Registered Investment Advisory firm - (10/31/2012 Terminated)
Minnesota
Registered Investment Advisory firm - (10/31/2012 Terminated)
New Jersey
Registered Investment Advisory firm - (11/28/2012 Terminated)
New York
Registered Investment Advisory firm - (10/31/2012 Terminated)
Ohio
Registered Investment Advisory firm - (12/7/2012 Terminated)
Pennsylvania
Registered Investment Advisory firm - (11/1/2012 Terminated)
South Carolina
Registered Investment Advisory firm - (10/31/2012 Terminated)
Texas
Registered Investment Advisory firm - (10/31/2012 Terminated)
Virginia
Registered Investment Advisory firm - (10/31/2012 Terminated)
West Virginia
Registered Investment Advisory firm - (10/31/2012 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(4/5/2023)
IAR
Connecticut
(4/21/2021)
IAR
Florida
(5/25/2023)
IAR
Georgia
(9/29/2022)
IAR
New York
(2/8/2023)
IAR
Pennsylvania
(1/20/2022)
IAR
Rhode Island
(1/11/2022)
IAR
South Carolina
(1/6/2022)
IAR
Texas
(5/1/2021)
IAR
Virginia
(4/1/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/30/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/8/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/2/1992
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 53
Date: 2/12/2008
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 6/14/2007
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/26/2006
General Securities Principal Examination

Current Firm

VA
VANDERBILT ADVISORY SERVICES
4KAST ADVISORS LLC | WORDEN WEALTH MANAGEMENT | WILLIAMS CAPITAL CORPORATION | WEALTH MARK ADVISORY SERVICES | WEALTH MANAGEMENT STRATEGIES | WCM FINANCIAL MANAGEMENT | WARD FINANCIAL | WALSH FINANCIAL SOLUTIONS | VANDERBILT FINANCIAL GROUP WESTPORT | VANDERBILT ADVISORY SERVICES | THE RETIREMENT OPTIMIZATION GROUP | TAVERNIER WEALTH MANAGEMENT | TASK FORCE INVESTMENTS | STERLING CAPITOL LLC | SQUAW ISLAND LLC. | SKYE HARBOR FINANCIAL | SENTIGENT FINANCIAL SOLUTIONS, LLC | SENIOR WEALTH MANAGEMENT, INC. | RAINBOW INVESTMENT SOLUTIONS | QUALITY FINANCIAL CONCEPTS | PREMAC WEALTH MANAGEMENT | PREFERRED FINANCIAL GROUP | PFG INVESTMENTS, LLC | MOREAU FINANCIAL PLANNING | MMS ASSET MANAGEMENT | MASTERPIECE FINANCIAL GROUP | LUNARIA FINANCIAL | KT WEALTH MANAGEMENT | KING PLAN ADVISORY GROUP | KEYSTONE FINANCIAL EDGE INC | JACK CHITE & ASSOCIATES | J. BROWER & ASSOCIATES | INFINITE INVESTMENT STRATEGIES LLC | ILN SECURITIES LLC | HIRSCH ASSOCIATES | HARBORWISE FINANCIAL | HANSEN'S ADVISORY SERVICES | GRYPHON ASSET MANAGEMENT | GREENVEST | GARDINER PRIVATE WEALTH MANAGEMENT | FORTRESS WEALTH SOLUTIONS, LLC | FAVA WEALTH MANAGEMENT | EVANS GROUP FINANCIAL ADVISORS | ENDEAVOR FINANCIAL GROUP | EMPOWERED INVESTMENTS | CURBELO WEALTH MANAGEMENT GROUP LLC | CORNELIUS ASSET MANAGEMENT | CORE VALUE INVESTMENT GROUP | COMMON INTERESTS | CJW FINANCIAL SERVICES | CHASE KELLY | CHAMBERLAIN GROUP | CENTERED WEALTH | BRIN FINANCIAL | BAKER WEALTH MANAGEMENT | ARK FINANCIAL | AMERICAN CENTURION FINANCIAL | ALPHA WAVE ADVISORS | AFTON CAPITAL MANAGEMENT | ABUNDANCE WEALTH SOLUTIONS

CRD#: 116537 / SEC#: 801-77166

RIA
Registered Investment Advisory firm - (10/23/2012 Approved)
California
Registered Investment Advisory firm - (11/5/2012 Terminated)
Connecticut
Registered Investment Advisory firm - (11/27/2012 Terminated)
Florida
Registered Investment Advisory firm - (10/31/2012 Terminated)
Georgia
Registered Investment Advisory firm - (11/2/2012 Terminated)
Indiana
Registered Investment Advisory firm - (10/31/2012 Terminated)
Maryland
Registered Investment Advisory firm - (11/15/2012 Terminated)
Massachusetts
Registered Investment Advisory firm - (10/31/2012 Terminated)
Minnesota
Registered Investment Advisory firm - (10/31/2012 Terminated)
New Jersey
Registered Investment Advisory firm - (11/28/2012 Terminated)
New York
Registered Investment Advisory firm - (10/31/2012 Terminated)
Ohio
Registered Investment Advisory firm - (12/7/2012 Terminated)
Pennsylvania
Registered Investment Advisory firm - (11/1/2012 Terminated)
South Carolina
Registered Investment Advisory firm - (10/31/2012 Terminated)
Texas
Registered Investment Advisory firm - (10/31/2012 Terminated)
Virginia
Registered Investment Advisory firm - (10/31/2012 Terminated)
West Virginia
Registered Investment Advisory firm - (10/31/2012 Terminated)
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Contact information

Main Address
125 Froehlich Farm Blvd., Woodbury, NY 11797
Mailing Address
Phone number
(631) 845-5100
Established
Firm type
Fiscal year end
# of Employees
161

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (12/16/2025)

Regulatory assets under management

Total Number of Accounts6,470
AUM (Assets Under Management)$ 2,111,673,883

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VANDERBILT ADVISORY SERVICES

CRD#: 116537Westport, CT 06880

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