Irena Radman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Irena Radman was a registered financial professional .
Irena is a previously registered financial professional and started their career in finance in 1993. Irena had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2020 - June 14, 2022
SANTANDER INVESTMENT SECURITIES INC.
August 13, 2012 - September 18, 2019
RENCAP SECURITIES, INC.
July 1, 2011 - August 15, 2012
CITIGROUP GLOBAL MARKETS INC.
August 8, 2005 - June 6, 2011
MORGAN STANLEY & CO. LLC
March 16, 2005 - August 12, 2005
SG AMERICAS SECURITIES, LLC
September 27, 1999 - July 2, 2004
COMMERZBANK CAPITAL MARKETS CORP.
October 26, 1998 - August 27, 1999
HSBC SECURITIES (USA) INC.
October 14, 1997 - July 13, 1998
CASPIAN SECURITIES INCORPORATED
July 26, 1993 - October 12, 1995
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SANTANDER INVESTMENT SECURITIES INC.
CRD#: 37216 / SEC#: 801-70715, 8-47664
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LANE, JASON DEARMOND | CHIEF COMPLIANCE OFFICER | 2671708 |
Disclosures
| Regulatory Event | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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