Alex C. Anton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alex Corbin Anton was a registered financial professional .
Alex is a previously registered financial professional and started their career in finance in 1993. Alex had worked at 9 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2012 - December 15, 2015
MERUS CAPITAL PARTNERS, LLC
October 14, 2010 - June 5, 2012
FIRST EMPIRE SECURITIES, INC.
May 3, 2006 - December 20, 2007
OPUS TRADING FUND LLC
July 22, 2005 - November 23, 2005
ELECTRONIC TRADING GROUP, LLC
April 17, 2000 - November 3, 2003
ELECTRONIC TRADING GROUP, LLC
April 24, 1997 - May 8, 2000
ON-SITE TRADING, INC.
May 29, 1996 - April 14, 1997
WIN CAPITAL CORP.
January 2, 1996 - January 24, 1996
E*TRADE CAPITAL INC.
August 5, 1993 - February 8, 1996
E*TRADE SECURITIES LLC
March 12, 1993 - August 25, 1993
A.J. MICHAELS & CO., LTD.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 11/26/2010
Limited Representative-Equity Trader ExamCurrent Firm
MERUS CAPITAL PARTNERS, LLC
CRD#: 158884 / SEC#: , 8-68937
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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