Thomas J. Grady

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CRD#: 2289609

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Joseph Grady was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 1992. Thomas had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OWNER OF QUANTUM WEALTH MANAGEMENT, A REGISTERED INVESTMENT ADVISOR LOCATED AT 132 W WASHINGTON, ST. LOUIS, MO, FROM 5/2002 TO PRESENT. (120 HRS/MONTH DURING NORMAL TRADING HOURS.) CO-OWNER OF TER-NET USA, A SOFTWARE AND WEB DEVELOPMENT FIRM, LOCATED AT 1493 CAMPTON CT., DARDENNE PRAIRIE, MO, FROM 06/1999 TO PRESENT. (5 HRS/MONTH DURING NORMAL TRADING HOURS.)

Blog Corner

CRS (Client Relationship Summary)

QUANTUM WEALTH MANAGEMENT

RIA

CRD#: 121036

ST. LOUIS, MO

Past

December 1, 1997 - July 17, 2002

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

November 3, 1992 - December 3, 1997

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRINITY WEALTH ADVISORS LLC

TRINITY WEALTH ADVISORS LLC | TRINITY WEALTH SECURITIES | TRINITY WEALTH ADVISORS, L.L.C.

CRD#: 109452 / SEC#: 801-55428

RIA

Registered Investment Advisory firm - (4/24/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/12/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/2/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/29/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/2/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/4/2001

General Securities Principal Examination

Current Firm

TRINITY WEALTH ADVISORS LLC

TRINITY WEALTH ADVISORS LLC | TRINITY WEALTH SECURITIES | TRINITY WEALTH ADVISORS, L.L.C.

CRD#: 109452 / SEC#: 801-55428

RIA

Registered Investment Advisory firm - (4/24/1998 Approved)

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Contact information

Main Address

132 W Washington Ave Suite 200, St. Louis, MO 63122

Mailing Address

Phone number

(314) 966-0033

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TWA FORM ADV PART 2A (3/18/2025)

Regulatory assets under management

Total Number of Accounts	540
AUM (Assets Under Management)	$ 258,909,490

Red Flags

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Advisor Monitoring

Firm Stability Insights

Thomas J. Grady

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

QUANTUM WEALTH MANAGEMENT

TRINITY WEALTH ADVISORS LLC

TRINITY WEALTH SECURITIES, L.L.C.

QUANTUM WEALTH MANAGEMENT

OSAIC WEALTH, INC.

VERAVEST INVESTMENTS, INC.

Primary Firm SEC Registration

TRINITY WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/12/1995

Series 63

Date: 11/2/1992

Series 7

Date: 6/29/1995

Series 6

Date: 11/2/1992

Series 24

Date: 6/4/2001

Current Firm

TRINITY WEALTH ADVISORS LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRINITY WEALTH ADVISORS LLC

TRUST BUT VERIFY

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