Jeffrey J. Powell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey John Powell, who also goes by Jeffrey J Powell, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1993. Jeffrey had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2018 - May 20, 2022
POLARIS EQUITY MANAGEMENT, INC.
June 25, 2018 - September 9, 2020
POLARIS GREYSTONE ADVISORY GROUP, LLC
September 20, 2011 - January 31, 2023
POLARIS WEALTH ADVISORY GROUP
March 3, 1999 - November 2, 2016
POLARIS EQUITY MANAGEMENT, INC.
July 17, 1998 - November 15, 2004
ROUND HILL SECURITIES, INC.
July 13, 1995 - July 21, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 7, 1994 - July 21, 1995
CITIGROUP GLOBAL MARKETS INC.
April 13, 1993 - March 28, 1994
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
POLARIS EQUITY MANAGEMENT, INC.
CRD#: 298193 / SEC#: 801-114092
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 5,300,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
