William J. Makris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William John Makris, who also goes by William J Makris, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1993. William had worked at 3 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2007 - February 15, 2012
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
November 15, 2005 - March 26, 2007
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
May 8, 2001 - November 10, 2005
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
August 27, 1997 - May 9, 2001
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
July 18, 1997 - July 23, 1997
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
April 12, 1996 - September 25, 1997
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
September 16, 1994 - April 16, 1996
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
August 20, 1993 - September 16, 1994
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
CRD#: 13594 / SEC#: , 8-29504
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEMPLETON WORLDWIDE, INC. | SHARE HOLDER | |
| CIEPRISZ, KENNETH DAVID | CHIEF COMPLIANCE OFFICER | 2303713 |
| DEAKYNE, WILLIAM SCOTT JR. | SENIOR VICE PRESIDENT AND DIRECTOR | 1861589 |
| GRAY, STEVEN JOEL | ASSISTANT SECRETARY | 849484 |
| MASOM, JEFFREY SCOTT | PRESIDENT AND DIRECTOR | 2870966 |
| PATERSON, DAVID | CHIEF FINANCIAL OFFICER AND DESIGNATED FINANCIAL PRINCIPAL | 7001546 |
| PLAFKER, JED ANDREW | DIRECTOR | 2793695 |
| ROSAS, VIRGINIA E | ASSISTANT SECRETARY | 5346920 |
| SHANEYFELT, GWEN LOUISE | TREASURER | 2668221 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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