John M. Kirker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Martin Kirker, who also goes by John Kirker, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1992. John had worked at 11 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2025 - April 21, 2025
STRATEGIC ADVISERS LLC
January 10, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
December 20, 2021 - April 7, 2025
FIDELITY BROKERAGE SERVICES LLC
April 30, 2021 - October 12, 2021
PRUCO SECURITIES, LLC.
April 30, 2021 - October 12, 2021
PRUCO SECURITIES, LLC.
October 27, 2020 - March 31, 2021
PRINCIPAL SECURITIES, INC.
October 2, 2020 - March 31, 2021
PRINCIPAL SECURITIES, INC.
July 5, 2018 - October 21, 2020
FIDUCIARY SOLUTIONS, LLC
September 23, 1994 - June 16, 1995
VOYA FINANCIAL PARTNERS, LLC
July 25, 1994 - February 11, 1995
QUEST SECURITIES, INC.
August 4, 1993 - July 21, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
August 4, 1993 - July 21, 1994
SIGNATOR INVESTORS, INC.
November 13, 1992 - August 4, 1993
HORNOR, TOWNSEND & KENT, LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/2/2020
General Securities Representative ExaminationCurrent Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
