Robert J. Douglass
Professional summary
Robert James Douglass, who also goes by Robert James Douglas, Bob Douglass, is a registered financial advisor currently at DOUGLASS FINANCIAL GROUP located in Greenwood Village, Colorado.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Robert has worked at 15 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert James Douglass's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2013 - Present
DOUGLASS FINANCIAL GROUP
Office #1: 6312 S. Fiddlers Green Circle, Suite 300e, Greenwood Village, CO 80111September 6, 2013 - September 6, 2013
DOUGLASS FINANCIAL GROUP
October 7, 2011 - April 14, 2014
WEALTH MANAGEMENT
August 8, 2011 - September 2, 2011
SUNSET FINANCIAL SERVICES, INC.
August 2, 2011 - September 2, 2011
SUNSET FINANCIAL SERVICES, INC.
February 24, 2011 - August 11, 2011
SECURITIES AMERICA ADVISORS, INC.
October 3, 2005 - August 11, 2011
SECURITIES AMERICA, INC.
November 23, 2001 - October 6, 2005
WALNUT STREET ADVISERS INC
October 30, 2001 - October 6, 2005
WALNUT STREET SECURITIES, INC.
September 26, 2001 - January 6, 2011
HFG ADVISORS
October 12, 1999 - October 30, 2001
ONEAMERICA SECURITIES, INC.
October 12, 1999 - October 30, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY
July 16, 1999 - September 22, 1999
HANTZ FINANCIAL SERVICES, INC.
January 20, 1999 - June 25, 1999
VESTAX SECURITIES CORPORATION
September 30, 1998 - January 18, 1999
ONEAMERICA SECURITIES, INC.
September 30, 1998 - January 18, 1999
AMERICAN UNITED LIFE INSURANCE COMPANY
April 8, 1997 - September 23, 1998
PRINCIPAL SECURITIES, INC.
October 27, 1992 - November 15, 1996
METROPOLITAN LIFE INSURANCE COMPANY
October 27, 1992 - November 15, 1996
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/6/2013)
Exams
Current Firm
DOUGLASS FINANCIAL GROUP
CRD#: 167140 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 53 |
| AUM (Assets Under Management) | $ 12,993,734 |
Red Flags
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