Keith A. Gertsen

BITTERROOT CAPITAL ADVISORS

Boca Raton, FL

CRD#: 2289103

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Professional summary

Keith A Gertsen, who also goes by Keith Andrew Gertsen, is a registered financial advisor currently at BITTERROOT CAPITAL ADVISORS LLC located in Boca Raton, Florida.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Keith has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 55, Series 7, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Keith Andrew Gertsen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith A Gertsen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 22, 2026 - Present

BITTERROOT CAPITAL ADVISORS LLC

RIA

CRD#: 109088

Boca Raton, FL

Past

February 17, 2017 - July 17, 2024

CITI PRIVATE ALTERNATIVES, LLC

CRD#: 153777

WEST PALM BEACH, FL

Past

April 23, 2013 - July 17, 2024

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

WEST PALM BEACH, FL

Past

May 24, 2010 - July 17, 2024

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

WEST PALM BEACH, FL

Past

June 30, 2006 - January 23, 2009

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

NASHVILLE, TN

Past

February 2, 2006 - May 2, 2006

SARATOGA CAPITAL MARKETS

CRD#: 120888

NEW YORK, NY

Past

June 14, 1999 - February 23, 2004

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

September 1, 1997 - June 14, 1999

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

January 25, 1993 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BITTERROOT CAPITAL ADVISORS LLC

CRD#: 109088 / SEC#: 801-58029

RIA

Registered Investment Advisory firm - (10/20/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Montana
(5/22/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/22/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/4/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/15/2018

Futures Managed Funds Examination

General Industry/Product Exam

Series 55

Date: 3/3/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 10/22/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 10/15/1999

General Securities Principal Examination

Current Firm

BITTERROOT CAPITAL ADVISORS LLC

CRD#: 109088 / SEC#: 801-58029

RIA

Registered Investment Advisory firm - (10/20/2000 Approved)

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Contact information

Main Address

118 East Main Street, Bozeman, MT 59715

Mailing Address

Phone number

(406) 556-8200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BITTERROOT CAPITAL ADVISORS, LLC - FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	19
AUM (Assets Under Management)	$ 1,453,507,231

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Keith A. Gertsen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith A Gertsen's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITI PRIVATE ALTERNATIVES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

SANFORD C. BERNSTEIN & CO., LLC

SARATOGA CAPITAL MARKETS

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

ALEX. BROWN & SONS INCORPORATED

Primary Firm SEC Registration

BITTERROOT CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/22/2013

Series 63

Date: 5/4/2001

SIE

Date: 10/1/2018

Series 31

Date: 8/15/2018

Series 55

Date: 3/3/1999

Series 7

Date: 10/22/1992

Series 10

Date: 1/2/2023

Series 24

Date: 10/15/1999

Current Firm

BITTERROOT CAPITAL ADVISORS LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BITTERROOT CAPITAL ADVISORS LLC

TRUST BUT VERIFY

Contact information

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