Brian Perry Beck
CPWA®Professional Summary
Brian Perry Beck, CPWA® is a registered financial advisor currently at WMGNA located in Farmington, Connecticut and ARKADIOS CAPITAL located in Farmington, Connecticut. Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Brian has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Financial Planning
- Retirement Planning
Specializations
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
WEALTH MANAGEMENT GROUP OF NORTH AMERICA, LLC | WMGNA; AND WMGNA, LLC | WMGNA, LLC | WMGNA
Contact Information
Main Address
10 Talcott Notch Road Suite 103, Farmington, CT 06032Phone Number
(860) 679-5255# of Employees
9SEC notice filing (9 States and Territories)
Registered to provide investment advisory services in 9 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
983AUM (Assets Under Management)
$346,446,708Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
WEALTH MANAGEMENT GROUP OF NORTH AMERICA, LLC | WMGNA; AND WMGNA, LLC | WMGNA, LLC | WMGNA
State Registrations and Notice Filings
(11/11/2024)
(11/11/2024)
(11/11/2024)
(2/23/1996)
(11/11/2024)
(10/9/2000)
(11/11/2024)
(11/11/2024)
(3/26/2025)
(11/11/2024)
(11/11/2024)
(11/11/2024)
(4/19/2016)
(11/12/2024)
(11/11/2024)
(11/11/2024)
(4/11/2014)
(11/11/2024)
(11/11/2024)
(4/1/2022)
(11/11/2024)
(4/25/2022)
(11/26/2024)
(11/11/2024)
(11/11/2024)
(11/11/2024)
(11/14/2024)
(10/26/2022)
(11/11/2024)
(11/11/2024)
(5/14/2021)
(11/11/2024)
(11/11/2024)
(11/11/2024)
(11/11/2024)
(11/18/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 1992About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Brian Perry Beck's CRS (Customer Relationship Summary).
Services Offered by Brian
- Financial Planning
- Retirement Planning
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