BB
Brian P. Beck
WMGNA | CFO/President
Farmington, CT 06032
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CRD#: 2289087
BB
Professional summary
Brian Perry Beck, CPWA® is a registered financial advisor currently at WMGNA located in Farmington, Connecticut and ARKADIOS CAPITAL located in Atlanta, Georgia.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Brian has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Financial planning
Executive services/Equity comp...
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)WEALTH MANAGEMENT GROUP OF North America, LLC;INVESTMENT RELATED;10 TALCOTT NOTCH RD, STE 103 FARMINGTON,CT 06032;FINANCIAL PLANNING;CFO & PRESIDENT;8/19/1995;160 HRS/MONTH;6.5 HRS DURING TRADING;OWNER/PARTNER 2)SELF-INSURANCE BUSINESS;NOT INVESTMENT RELATED;10 TALCOTT NOTCH RD, STE 103 FARMINGTON,CT 06032;INSURANCE SALES;AGENT;8/19/1995;10 HRS/MONTH;6.5 HRS DURING TRADING;SALE OF LIFE,HEALTH,LTC,AND DISABILITY INSURANCE 3)Asset based lending through Nationwide;investment related;10 Talcott North Rd,Ste 103,Farmington,CT 06032;asset based lending;advisor;1/2021;1 hr/month;1 hr during trading;securing lines of credit for clients using investments as collateral through Envestnet & Nationwide/Super Nova 4)Rental property;investment related;842 SE 19th Avenue,Unit 3,Deerfield Beach,FL 33441;sole proprietorship;landlord;5/1/2022;5 hrs/month;5 hrs during trading;self manage the property
CRS (Client Relationship Summary) - RIA
Click below to view Brian Perry Beck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 23, 1996 - Present
WMGNA
Office #1: 10 Talcott Notch Road Suite 202, Farmington, CT 06032RIA
CRD#: 125765
Farmington, CT
Current
November 11, 2024 - Present
ARKADIOS CAPITAL
Office #1: 2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305BD
CRD#: 282710
Atlanta, GA
Past
August 23, 2024 - November 13, 2024
OSAIC WEALTH, INC.
BD
CRD#: 23131
Farmington, CT
Past
November 5, 2014 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Farmington, CT
Past
May 18, 2009 - November 6, 2014
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
FARMINGTON, CT
Past
April 23, 2009 - November 6, 2014
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
FARMINGTON, CT
Past
February 21, 2003 - May 1, 2009
SECURITIES AMERICA, INC.
BD
CRD#: 10205
FARMINGTON, CT
Past
June 29, 1995 - February 25, 2003
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
KNOXVILLE, TN
Past
March 11, 1993 - November 8, 1997
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
November 13, 1992 - March 16, 1993
VP DISTRIBUTORS LLC
BD
CRD#: 3036
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WM
WMGNA
WEALTH MANAGEMENT GROUP OF NORTH AMERICA, LLC | WMGNA; AND WMGNA, LLC | WMGNA, LLC | WMGNA
CRD#: 125765 / SEC#: 801-130388
RIA
Registered Investment Advisory firm - (6/17/2024 Approved)Connecticut
Registered Investment Advisory firm - (8/23/2024 Terminated)Florida
Registered Investment Advisory firm - (8/23/2024 Terminated)Massachusetts
Registered Investment Advisory firm - (8/23/2024 Terminated)New Hampshire
Registered Investment Advisory firm - (8/29/2024 Terminated)New York
Registered Investment Advisory firm - (8/23/2024 Terminated)North Carolina
Registered Investment Advisory firm - (8/26/2024 Terminated)South Carolina
Registered Investment Advisory firm - (8/23/2024 Terminated)Texas
Registered Investment Advisory firm - (8/23/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/11/2024)
RR
California(11/11/2024)
RR
Colorado(11/11/2024)
IAR
Connecticut(2/23/1996)
RR
Connecticut(11/11/2024)
IAR
Florida(10/9/2000)
RR
Florida(11/11/2024)
RR
Georgia(11/11/2024)
IAR
Georgia(3/26/2025)
RR
Iowa(11/11/2024)
RR
Maine(11/11/2024)
RR
Maryland(11/11/2024)
IAR
Massachusetts(4/19/2016)
RR
Massachusetts(11/12/2024)
RR
Michigan(11/11/2024)
RR
Nevada(11/11/2024)
IAR
New Hampshire(4/11/2014)
RR
New Hampshire(11/11/2024)
RR
New Jersey(11/11/2024)
IAR
New York(4/1/2022)
RR
New York(11/11/2024)
IAR
North Carolina(4/25/2022)
RR
North Carolina(11/26/2024)
RR
North Dakota(11/11/2024)
RR
Ohio(11/11/2024)
RR
Oregon(11/11/2024)
RR
Rhode Island(11/14/2024)
IAR
South Carolina(10/26/2022)
RR
South Carolina(11/11/2024)
RR
Tennessee(11/11/2024)
IAR
Texas(5/14/2021)
RR
Texas(11/11/2024)
RR
Utah(11/11/2024)
RR
Vermont(11/11/2024)
RR
Virginia(11/11/2024)
RR
Washington(11/18/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WM
WMGNA
WEALTH MANAGEMENT GROUP OF NORTH AMERICA, LLC | WMGNA; AND WMGNA, LLC | WMGNA, LLC | WMGNA
CRD#: 125765 / SEC#: 801-130388
RIA
Registered Investment Advisory firm - (6/17/2024 Approved)Connecticut
Registered Investment Advisory firm - (8/23/2024 Terminated)Florida
Registered Investment Advisory firm - (8/23/2024 Terminated)Massachusetts
Registered Investment Advisory firm - (8/23/2024 Terminated)New Hampshire
Registered Investment Advisory firm - (8/29/2024 Terminated)New York
Registered Investment Advisory firm - (8/23/2024 Terminated)North Carolina
Registered Investment Advisory firm - (8/26/2024 Terminated)South Carolina
Registered Investment Advisory firm - (8/23/2024 Terminated)Texas
Registered Investment Advisory firm - (8/23/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10 Talcott Notch Road Suite 103, Farmington, CT 06032
Mailing Address
Phone number
(860) 679-5255
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 858 |
| AUM (Assets Under Management) | $ 217,090,556 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
