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EW

Edward R. Warley

FIRST BANKERS' BANC SECURITIES
St Louis, MO 63131
CRD#: 2289040
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EW
Edward Rogers Warley IIIFIRST BANKERS' BANC SECURITIES

Professional summary

Edward Rogers Warley III, who also goes by Edward R Warley III, Edward Rodgers Warley III, Edward Rogers Warley Iii, Ted Warley Iii, Edward Rogers Warley, is a registered financial professional currently at FIRST BANKERS' BANC SECURITIES, INC located in St Louis, Missouri.

Edward is registered as a RR (Registered Representative) and started their career in finance in 1992. Edward has worked at 17 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Edward R Warley Iii | Edward Rodgers Warley Iii | Edward Rogers Warley Iii | Ted Warley Iii | Edward Rogers Warley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edward Rogers Warley III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 1, 2025 - Present

FIRST BANKERS' BANC SECURITIES, INC

Office #1: 1714 Deer Tracks Trail Suite110, St Louis, MO 63131
BD
CRD#: 15041
St Louis, MO
Past

October 1, 2024 - November 26, 2025

COHEN & COMPANY SECURITIES, LLC

BD
CRD#: 149758
NEW YORK, NY
Past

April 22, 2019 - October 1, 2024

INTERCOASTAL CAPITAL MARKETS, INC.

BD
CRD#: 83
BOCA RATON, FL
Past

August 2, 2018 - January 18, 2019

OPPENHEIMER & CO. INC.

BD
CRD#: 249
BOSTON, MA
Past

October 5, 2015 - January 27, 2017

TRADEWEB DIRECT LLC

BD
CRD#: 103787
NEW YORK, NY
Past

February 28, 2014 - January 15, 2015

WNJ CAPITAL, INC.

BD
CRD#: 167903
Walpole, MA
Past

July 5, 2012 - October 18, 2013

COHEN & COMPANY SECURITIES, LLC

BD
CRD#: 149758
NEW YORK, NY
Past

June 8, 2011 - June 12, 2012

THE HUNTINGTON INVESTMENT COMPANY

BD
CRD#: 16986
NEWTON, MA
Past

September 1, 2009 - April 14, 2011

JEFFERIES LLC

BD
CRD#: 2347
BOSTON, MA
Past

January 8, 2009 - August 31, 2009

JESUP & LAMONT SECURITIES CORP

BD
CRD#: 39056
BOSTON, MA
Past

November 6, 2006 - January 5, 2009

R. SEELAUS & CO., LLC

BD
CRD#: 14974
BOSTON, MA
Past

October 20, 2004 - November 8, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
BOSTON, MA
Past

October 20, 2004 - November 8, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
BOSTON, MA
Past

July 29, 2003 - October 20, 2004

QUICK & REILLY, INC.

RIA
CRD#: 11217
BOSTON, MA
Past

July 8, 2003 - October 20, 2004

QUICK & REILLY, INC.

BD
CRD#: 11217
NEW YORK, NY
Past

November 24, 1997 - February 12, 2002

KIMBALL & CROSS INVESTMENT MANAGEMENT CORP.

BD
CRD#: 2438
BOSTON, MA
Past

August 20, 1997 - November 4, 1997

BARCLAY INVESTMENTS LLC

BD
CRD#: 6159
NEW YORK, NY
Past

June 26, 1996 - February 5, 1997

THE BOSTON GROUP

BD
CRD#: 37652
LOS ANGELES, CA
Past

October 25, 1994 - February 17, 1995

C.A. ATLANTIC SECURITIES, INC.

BD
CRD#: 16358
BOSTON, MA
Past

November 16, 1992 - August 1, 1994

H.J. MEYERS & CO., INC.

BD
CRD#: 15609
ROCHESTER, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(12/1/2025)
RR
Massachusetts
(12/1/2025)
RR
Minnesota
(12/1/2025)
RR
New York
(12/1/2025)
RR
Pennsylvania
(12/1/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/24/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/3/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/11/1992
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FB
FIRST BANKERS' BANC SECURITIES, INC
FIRST BANKERS' BANC SECURITIES, INC | FIRST ST. LOUIS SECURITIES, INC.

CRD#: 15041 / SEC#: , 8-31584

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
1714 Deer Tracks Trail, Suite 110, St. Louis, MO 63131
Mailing Address
1714 Deer Tracks Trail, Suite 110, St. Louis, MO 63131
Phone number
(314) 726-2880
Established
Missouri since 03/06/1984
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (45 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BANKERS' BANC INVESTMENT SERVICES LLCSHAREHOLDER
HAEDIKE, CHRISTINE DCHIEF COMPLIANCE OFFICER2489703
SPELLMEYER, ARTHUR WILLIAM IVPRESIDENT/CEO4872597

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST BANKERS' BANC SECURITIES, INC

CRD#: 15041St Louis, MO 63131

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