Feroze I. Sheikh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Feroze Iqbal Sheikh, who also goes by Sonny Sheikh, was a registered financial professional .
Feroze is a previously registered financial professional and started their career in finance in 1992. Feroze had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2011 - December 5, 2011
CORPORATE INVESTMENTS GROUP, INC.
April 11, 2008 - November 19, 2009
CORPORATE INVESTMENTS GROUP, INC.
May 23, 2007 - December 3, 2007
FARMERS FINANCIAL SOLUTIONS, LLC
November 21, 2000 - November 8, 2006
CORPORATE INVESTMENTS GROUP, INC.
July 8, 1999 - December 15, 2000
RCM SECURITIES
December 16, 1998 - April 22, 1999
LASALLE ST SECURITIES, L.L.C.
December 10, 1997 - November 9, 1998
GLEACHER & COMPANY SECURITIES, INC.
September 4, 1997 - December 15, 1997
HUDSON KNIGHT SECURITIES, INC.
November 26, 1996 - May 16, 1997
ACCESS FINANCIAL GROUP, INC.
February 5, 1994 - November 13, 1996
INVESTORS ASSOCIATES, INC.
November 27, 1992 - January 28, 1994
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORPORATE INVESTMENTS GROUP, INC.
CRD#: 38690 / SEC#: , 8-48355
Contact information
FINRA licenses (2 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
