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Mary Paeng

CRD# 2288924·Registered 1993 - 2025
Previously Registered: Being a previously registered professional could mean that Mary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mary Paeng, who also goes by Mary Kyung, Mary Moon, Mary Moonkyung, Mary Nmn Paeng, was a registered financial advisor. Mary was a previously registered financial professional and started their career in finance 1993 - 2025. Mary had worked at 8 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mary Kyung, Mary Moon, Mary Moonkyung, Mary Nmn Paeng

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

WREN CAPITAL, LLC·CRD# 150721
BD
San Francisco, CA
June 28, 2010 - September 8, 2025
COWEN PRIME SERVICES TRADING LLC·CRD# 23857
BD
San Francisco, CA
January 11, 2010 - June 30, 2010
COWEN PRIME SERVICES TRADING LLC·CRD# 23857
BD
New York, NY
July 9, 2009 - January 4, 2010
HSBC SECURITIES (USA) INC.·CRD# 19585
BD
New York City, NY
November 9, 1998 - June 4, 2002
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
June 29, 1998 - July 24, 1998
SBC WARBURG DILLON READ INC.·CRD# 1650
BD
Stamford, CT
September 2, 1997 - June 29, 1998
SBC WARBURG, INC.·CRD# 23745
BD
New York, NY
June 3, 1996 - September 2, 1997
S.G. WARBURG & CO. INC.·CRD# 1483
BD
New York, NY
March 15, 1994 - June 3, 1996
JAMES CAPEL INCORPORATED·CRD# 15390
BD
February 16, 1993 - February 16, 1994

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Current Firm

WC
WREN CAPITAL, LLC

PAENG, MARY NMN | WREN CAPITAL, LLC | WREN CAPITAL

CRD#: 150721 / SEC#: 8-68287
BD
Terminated by SEC on 09/07/2025

Contact Information

Established

California since 07/16/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
PAENG, MARYMANAGING MEMBER, CHEIF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER2288924
MOYE, CELESTE WILLATFINOP6566618

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2009About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2009About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Aug 2009About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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