DG
Donald R. Greene
COSEY FINANCIAL SERVICES
Nashville, TN 37217
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CRD#: 228889
DG
Professional summary
Donald Robert Greene is a registered financial advisor currently at COSEY FINANCIAL SERVICES, INC. located in Nashville, Tennessee.
Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1973. Donald has worked at 9 firms and has passed the Series 63, SIE and Series 00 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ASSOCIATION MARKETING GROUP, LLC, INVESTMENT-RELATED, 1705 19th Ave South Nashville, TN, USA, 37217, EMPLOYEE BENEFITS FOR COMPANIES AND INDIVIDUAL INSURANCE, MANAGING PARTNER, START DATE: SEPTEMBER 1995, APPROX. NUMBER OF HOURS/MONTH: LESS THAN 10, THE NUMBER OF HOURS/MONTH DEVOTED TO THE OUTSIDE BUSINESS ACTIVITY DURING SECURITIES TRADING HOURS: LESS THAN 10, DUTIES: MANAGE THE SALES AND ADMINISTRATION. 2) INSURANCE BROKERAGE - DBA: DON GREENE AND ASSOCIATES,INVESTMENT-RELATED, 1705 19th Ave South Nashville, TN, USA, 37217, LIFE INSURANCE SALES FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE, PROPRIETOR/OWNER, START DATE: 2/1992, APPROXIMATE NUMBER OF HOURS/MONTH: MORE THAN 40, APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: MORE THAN 40, DUTIES: LIFE, HEALTH, DI, LTC, ANNUITIES SALE AND SERVICE. 3) COLLEGE PLANNING FUNDING SOLUTIONS, INC. - NO DBA, NOT INVESTMENT-RELATED, 1705 19th Ave South Nashville, TN, USA, 37217, COLLEGE PLANNING DESIGN THROUGH COLLEGE FUNDING SOLUTIONS, AGENT, START DATE: JUNE 2013, APPROXIMATE NUMBER OF HOURS/MONTH: 10-25, APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: 10-25, DUTIES: COLLECTION OF DATA TO PROVIDE TO COLLEGE FUNDING SOLUTIONS TO DESIGN PLAN FOR CLIENT.
CRS (Client Relationship Summary) - RIA
Click below to view Donald Robert Greene's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 4, 2017 - Present
COSEY FINANCIAL SERVICES, INC.
Office #1: 1705 19th Ave South, Nashville, TN 37217RIA
CRD#: 140175
Nashville, TN
Past
March 24, 2014 - February 2, 2016
SILVER OAK SECURITIES, INCORPORATED
RIA
CRD#: 46947
Nashville, TN
Past
March 24, 2014 - July 3, 2020
SILVER OAK SECURITIES, INCORPORATED
BD
CRD#: 46947
JACKSON, TN
Past
April 16, 2004 - March 27, 2014
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
NASHVILLE, TN
Past
April 29, 1998 - March 27, 2014
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
NASHVILLE, TN
Past
July 26, 1993 - April 8, 1998
BMA FINANCIAL SERVICES, INC.
BD
CRD#: 7943
KANSAS CITY, MO
Past
March 16, 1990 - July 26, 1993
EQUITY SERVICES, INC.
BD
CRD#: 265
MONTPELIER, VT
Past
May 12, 1980 - March 19, 1990
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Past
June 16, 1978 - April 24, 1980
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
Past
January 10, 1977 - July 25, 1977
PROVIDENT MARKETING CORPORATION
BD
CRD#: 7328
Past
February 23, 1973 - January 10, 1977
PLA SECURITIES CORPORATION
BD
CRD#: 666
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
COSEY FINANCIAL SERVICES, INC.
COSEY FINANCIAL SERVICES, INC.
CRD#: 140175 / SEC#: 801-120768
RIA
Registered Investment Advisory firm - (4/9/2021 Approved)Georgia
Registered Investment Advisory firm - (4/21/2021 Terminated)North Carolina
Registered Investment Advisory firm - (4/13/2021 Terminated)Tennessee
Registered Investment Advisory firm - (5/12/2021 Terminated)Texas
Registered Investment Advisory firm - (4/12/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(5/4/2017)
Exams
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 00
Date: 2/21/1973
General Securities Principal ExaminationCurrent Firm
CF
COSEY FINANCIAL SERVICES, INC.
COSEY FINANCIAL SERVICES, INC.
CRD#: 140175 / SEC#: 801-120768
RIA
Registered Investment Advisory firm - (4/9/2021 Approved)Georgia
Registered Investment Advisory firm - (4/21/2021 Terminated)North Carolina
Registered Investment Advisory firm - (4/13/2021 Terminated)Tennessee
Registered Investment Advisory firm - (5/12/2021 Terminated)Texas
Registered Investment Advisory firm - (4/12/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
118 Huxley Rd Suite 5, Knoxville, TN 37922
Mailing Address
Phone number
(865) 470-4244
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 851 |
| AUM (Assets Under Management) | $ 119,053,826 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
