TB
Tatyana M. Bunich
INDEPENDENT FINANCIAL GROUP
Columbia, MD 21045
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CRD#: 2288860
TB
Professional summary
Tatyana Moyseevna Bunich, who also goes by Tanya Bunich, Tanya Spern, is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in Columbia, Maryland.
Tatyana is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Tatyana has worked at 14 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tanya Bunich | Tanya Spern
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1995 ADDRESS: 8850 Columbia 100 Parkway, Suite 403, Columbia MD 21045, United States DESCRIPTION: various types of fixed insurance (2) FINANCIAL 1 WEALTH MANAGEMENT GROUP POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/03/2016 ADDRESS: 8850 Columbia 100 Parkway, Suite 403, Columbia MD 21045, United States DESCRIPTION: 100% OWNER OF DBA OFFERING SECURITIES, ADVISORY AND INSURANCE SERVICES (3) FINANCIAL 1 TAX INC. POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2006 ADDRESS: 8850 Columbia 100 Parkway, Suite 403, Columbia MD 21045, United States DESCRIPTION: OFFERING TAX PREP SERVICES (4) RENTAL PROPERTY POSITION: owner NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 01/01/2006 ADDRESS: 3840 N 42ND TERRACE, 33021 FL 33021, United States DESCRIPTION: OWNER / MANAGER OF REAL ESTATE since 2006 FINANCIAL 1 PUBLISHING POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 9173 Abbott Avneue, Surfside FL 33154, United States DESCRIPTION: I wrote a book which was approved by IFG and to print I had to choose a publishing name, its Financial 1 Publishing. Its not an entity or anything just used in the book for publishing FINANCIAL 1 WEALTH POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/03/2016 ADDRESS: 9173 Abbott Avneue, Surfside FL 33154, United States DESCRIPTION: (1) 100% OWNER OF DBA FINANCIAL 1 WEALTH MANAGEMENT GROUP ALSO FINANCIAL 1 WEALTH OFFERING SECURITIES, ADVISORY AND INSURANCE SERVICES SINCE 2017. INVESTMENT RELATED. 60% TIME SPENT. BUSINESS CONDUCTED AT ADDRESS OF RECORD.
CRS (Client Relationship Summary) - RIA
Click below to view Tatyana Moyseevna Bunich's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Tatyana Moyseevna Bunich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2017 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 8850 Columbia 100 Parkway Suite 403, Columbia, MD 21045Office #2: 19495 Biscayne Blvd. Suite 410, Aventura, FL 33180RIA
BD
CRD#: 7717
Columbia, MD
Current
April 18, 2017 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 8850 Columbia 100 Parkway Suite 403, Columbia, MD 21045Office #2: 19495 Biscayne Blvd. Suite 410, Aventura, FL 33180RIA
BD
CRD#: 7717
Columbia, MD
Past
October 30, 2015 - May 5, 2017
CL WEALTH MANAGEMENT LLC
RIA
CRD#: 134922
Columbia, MD
Past
July 5, 2013 - May 5, 2017
CABOT LODGE SECURITIES LLC
BD
CRD#: 159712
Columbia, MD
Past
February 3, 2012 - July 26, 2013
ALLIED BEACON PARTNERS, INC.
BD
CRD#: 46227
BALTIMORE, MD
Past
January 15, 2010 - July 1, 2011
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
BALTMORE, MD
Past
August 22, 2006 - September 10, 2009
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
BALTIMORE, MD
Past
February 17, 2006 - August 17, 2006
TRIAD ADVISORS LLC
BD
CRD#: 25803
OWINGS MILLS, MD
Past
March 10, 2003 - February 8, 2006
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
BALTIMORE, MD
Past
January 6, 2003 - March 11, 2003
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
April 1, 1997 - December 31, 2002
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
ATLANTA, GA
Past
January 26, 1996 - March 17, 1997
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
May 16, 1995 - January 4, 1996
FISERV INVESTOR SERVICES, INC.
BD
CRD#: 34637
HOUSTON, TX
Past
May 1, 1995 - May 2, 1995
M&T SECURITIES, INC.
BD
CRD#: 17358
BALTIMORE, MD
Past
March 30, 1994 - May 1, 1995
IFMG SECURITIES, INC.
BD
CRD#: 14416
PURCHASE, NY
Past
July 28, 1993 - April 8, 1994
KIDDER, PEABODY & CO. INCORPORATED
BD
CRD#: 7613
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/27/2023)
RR
Colorado(4/18/2017)
RR
Delaware(5/15/2017)
RR
Florida(4/18/2017)
IAR
Florida(12/14/2022)
RR
Georgia(9/17/2025)
RR
Maryland(4/18/2017)
IAR
Maryland(4/18/2017)
RR
Missouri(10/6/2025)
RR
New York(4/18/2019)
RR
North Carolina(10/27/2023)
RR
South Carolina(9/16/2025)
RR
Texas(1/29/2025)
IAR
Texas(3/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
