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Paul Jason Caruso

Paul J. Caruso

OXINAS PARTNERS WEALTH MANAGEMENT
Jeffersonville, IN 47130
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CRD#: 2288801
Paul Jason Caruso

Professional summary

Paul Jason Caruso, who also goes by Paul Caruso, is a registered financial advisor currently at OXINAS PARTNERS WEALTH MANAGEMENT located in Jeffersonville, Indiana.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Paul has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 3, Series 7, Series 9, Series 10, Series 24 and Series 8 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Paul Caruso

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Oxinas Partners; Investment related: Yes; 607 North Shore Dr. Ste 101 Jeffersonville, IN 47130; Nature: Advisory; Position/Title: Advisor; Start date: 3.22.23; 70hrs per month; 70hrs per month during trading hours; Description: Stock, bond, ETF, Mutual fund research and selection

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Jason Caruso's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 22, 2023 - Present

OXINAS PARTNERS WEALTH MANAGEMENT

Office #1: 607 North Shore Drive Suite 101, Jeffersonville, IN 47130
RIA
CRD#: 297462
Jeffersonville, IN
Past

April 14, 2023 - November 14, 2025

M. S. HOWELLS & CO.

BD
CRD#: 104100
JEFFERSONVILLE, IN
Past

September 4, 2018 - March 31, 2023

EDWARD JONES

RIA
CRD#: 250
MADISON, IN
Past

August 31, 2018 - March 31, 2023

EDWARD JONES

BD
CRD#: 250
MADISON, IN
Past

September 21, 2011 - September 4, 2018

WADDELL & REED

RIA
CRD#: 866
INDIANAPOLIS, IN
Past

September 21, 2011 - September 4, 2018

WADDELL & REED

BD
CRD#: 866
INDIANAPOLIS, IN
Past

May 31, 2005 - September 19, 2011

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
LOUISVILLE, KY
Past

May 18, 2005 - September 19, 2011

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
LOUISVILLE, KY
Past

September 23, 1999 - May 5, 2005

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
GARDEN CITY, NY
Past

November 25, 1992 - May 5, 2005

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OP
OXINAS PARTNERS WEALTH MANAGEMENT
OXINAS PARTNERS WEALTH MANAGEMENT | SDG ASSET MANAGEMENT GROUP | OXINAS PARTNERS, LLC | OXINAS PARTNERS WEALTH MANAGEMENT LLC

CRD#: 297462 / SEC#: 801-113877

RIA
Registered Investment Advisory firm - (8/22/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(3/22/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/21/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/25/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 5
Date: 2/16/2001
Interest Rate Options Examination
General Industry/Product Exam
RR
Series 3
Date: 10/7/1997
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 11/20/1992
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/14/2011
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 7/10/1997
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

OP
OXINAS PARTNERS WEALTH MANAGEMENT
OXINAS PARTNERS WEALTH MANAGEMENT | SDG ASSET MANAGEMENT GROUP | OXINAS PARTNERS, LLC | OXINAS PARTNERS WEALTH MANAGEMENT LLC

CRD#: 297462 / SEC#: 801-113877

RIA
Registered Investment Advisory firm - (8/22/2018 Approved)
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Contact information

Main Address
607 North Shore Drive Suite 101, Jeffersonville, IN 47130
Mailing Address
Phone number
(812) 725-8649
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

OXINAS PARTNERS WEALTH MANAGEMENT DISCLOSURE BROCHURE AND PRIVACY POLICY (2/18/2025)

Regulatory assets under management

Total Number of Accounts1,706
AUM (Assets Under Management)$ 344,596,274

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OXINAS PARTNERS WEALTH MANAGEMENT

CRD#: 297462Jeffersonville, IN 47130

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