John E. Anderson

NORMANDY CAPITAL MANAGEMENT

LAKEWOOD, CO 80228

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CRD#: 2288763

Professional summary

John Eugene Anderson, who also goes by Jack Anderson, John E Anderson, is a registered financial advisor currently at NORMANDY CAPITAL MANAGEMENT, LLC located in Lakewood, Colorado.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. John has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jack Anderson | John E Anderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)DBA:NORMANDY GROUP WILL WORK AS AN IAR UNDER RIA NORMANDY CAPITAL MANAGEMENT LLC AN INVESTMENT RELATED BUSINESS LOCATED AT 575 UNION BLVD SUITE 201 LAKEWOOD CO 80228. 2)INDEPENDENT REP WITH VARIOUS INSURANCE CARRIERS FOR FIXED ONLY/NORMANDY INSURANCE SERVICES LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Eugene Anderson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 2, 2007 - Present

NORMANDY CAPITAL MANAGEMENT, LLC

Office #1: 575 Union Bld. # 201, Lakewood, CO 80228

RIA

CRD#: 142315

LAKEWOOD, CO

Past

June 29, 2007 - July 1, 2014

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

LAKEWOOD, CO

Past

September 15, 1999 - July 3, 2007

CETERA ADVISORS LLC

RIA

CRD#: 10299

LAKEWOOD, CO

Past

August 16, 1999 - July 3, 2007

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

November 6, 1992 - August 17, 1999

CITISTREET EQUITIES LLC

CRD#: 7447

SOMERSET, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(3/2/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/24/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/18/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 11/4/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NORMANDY CAPITAL MANAGEMENT, LLC

NORMANDY CAPITAL MANAGEMENT, LLC | THE NORMANDY GROUP

CRD#: 142315 / SEC#:

Colorado

Registered Investment Advisory firm - (3/2/2007 Approved)

Texas

Registered Investment Advisory firm - (12/2/2009 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

575 Union Blvd. Suite 201, Lakewood, CO 80228

Mailing Address

Phone number

(303) 893-8700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	178
AUM (Assets Under Management)	$ 67,385,246

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John E. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Eugene Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORMANDY CAPITAL MANAGEMENT, LLC

GENEOS WEALTH MANAGEMENT, INC.

CETERA ADVISORS LLC

CETERA ADVISORS LLC

CITISTREET EQUITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/24/1998

Series 63

Date: 12/18/1998

Series 6

Date: 11/4/1992

Current Firm

NORMANDY CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NORMANDY CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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