Jesse J. Dean
Professional summary
Jesse James Dean JR, who also goes by Jesse J Dean, is a registered financial advisor currently at INVESCO ADVISERS, INC. located in Houston, Texas and INVESCO DISTRIBUTORS, INC. located in Houston, Texas.
Jesse is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Jesse has worked at 3 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jesse James Dean JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 2018 - Present
INVESCO ADVISERS, INC.
Office #1: 11 Greenway Plaza Ste 1000, Houston, TX 77046February 18, 1994 - Present
INVESCO DISTRIBUTORS, INC.
Office #1: 11 Greenway Plaza Suite 100, Houston, TX 77046November 13, 1992 - December 13, 1993
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/17/2018)
(9/17/2018)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 61,236 |
| AUM (Assets Under Management) | $ 756,881,223,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2024 | ||
| 10/27/2023 |
Red Flags
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