Mark R. Mckissick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Robert Mckissick, who also goes by Mark Mckissick, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1992. Mark had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2000 - August 5, 2016
ALPS DISTRIBUTORS, INC.
May 10, 2000 - May 11, 2006
DENVER INVESTMENTS
October 26, 1998 - September 23, 1999
FAM DISTRIBUTORS, INC.
August 29, 1997 - August 28, 1998
PAYDEN & RYGEL DISTRIBUTORS
November 4, 1992 - April 30, 1996
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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