Victor L. Hess

BUTTONWOOD ADVISORS

MARANA, AZ

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CRD#: 2288581

Professional summary

Victor Lee Hess is a registered financial advisor currently at BUTTONWOOD ADVISORS, LLC located in Marana, Arizona.

Victor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Victor has worked at 8 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

VL HESS CPA 13233 N. SUNSET MESA DR, MARANA, AZ 85658 SOLE PROPRIETOR. TAX PLANNING AND PREPARATION- 100 HRS/MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victor Lee Hess's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2003 - Present

BUTTONWOOD ADVISORS, LLC

RIA

CRD#: 126058

MARANA, AZ

Past

March 3, 2010 - October 7, 2010

TRUSTMONT ADVISORY GROUP, INC.

RIA

CRD#: 106015

GREENSBURG, PA

Past

February 18, 2010 - October 7, 2010

TRUSTMONT FINANCIAL GROUP, INC.

CRD#: 18312

MARANA, AZ

Past

July 24, 2009 - November 11, 2009

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

MARANA, AZ

Past

June 10, 2009 - November 11, 2009

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

MARANA, AZ

Past

July 24, 2002 - April 29, 2003

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

May 24, 2000 - May 25, 2001

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

January 7, 1997 - July 23, 1997

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

May 6, 1996 - January 14, 1997

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

February 14, 1994 - May 20, 1996

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(4/7/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/9/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/4/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/9/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/4/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BUTTONWOOD ADVISORS, LLC

BUTTONWOOD ADVISORS, LLC | HESS, VICTOR L.

CRD#: 126058 / SEC#:

Arizona

Registered Investment Advisory firm - (4/7/2010 Approved)

Oregon

Registered Investment Advisory firm - (4/13/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Marana, AZ

Mailing Address

13233 N Sunset Mesa Dr, Marana, AZ 85658

Phone number

(520) 638-8718

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Victor L. Hess

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victor Lee Hess's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUSTMONT ADVISORY GROUP, INC.

TRUSTMONT FINANCIAL GROUP, INC.

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

WS GRIFFITH SECURITIES, INC.

WS GRIFFITH SECURITIES, INC.

SUNAMERICA SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/9/2009

Series 63

Date: 2/4/1994

Series 7

Date: 6/9/2009

Series 6

Date: 2/4/1994

Current Firm

BUTTONWOOD ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

BUTTONWOOD ADVISORS, LLC

TRUST BUT VERIFY

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