RH
Robert L. Hamilton
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CRD#: 2288328
RH
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Leland Hamilton Jr., who also goes by Bob Hamilton Jr, Bobby Hamilton Jr, Robert Leland Hamilton Jr, Bob Leland Hamilton Jr, Bobby Leland Hamilton Jr, Robert Leland Hamilton, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1993. Robert had worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Bob Hamilton Jr | Bobby Hamilton Jr | Robert Leland Hamilton Jr | Bob Leland Hamilton Jr | Bobby Leland Hamilton Jr | Robert Leland Hamilton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WISTERIA PLACE II OWNERS ASSOCIATION, INC; POSITION: board member NATURE: I own two office condos of eight that make up the association. I am on the board. We have an annual meeting to discuss setting CAM charges and review our financial situation. If anything comes up before our annual meeting we will have a called meeting. We have a management company that pays all our bills, collects CAM charges and provides financial reports. My only duty is to vote on anything that comes before the board. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2017;ADDRESS: 2326 Wisteria Drive, Suite 110, Snellville GA 30078, My only responsibility is to vote on any issues that come before the board. 2) AVANTAX INSURANCE AGENCY AND/OR AVANTAX INSURANCE SERVICES; POSITION: insurance agent NATURE: Selling insurance products approved through Avantax INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 06/29/2022; ADDRESS: 2326 Wisteria Drive, Suite 110, Snellville GA 30078, United States; DESCRIPTION: Meet with clients to access their financial needs and make recommendations to buy life insurance or annuities if they meet the clients needs. Help clients that have previously purchased insurance products that I am the agent on. 3) HHM FINANCIAL,LLC; POSITION: Financial advisor NATURE: CPA practice. Tax return preparation, accounting for small business, financial statement preparation, financial planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 03/01/2018; ADDRESS: 2326 Wisteria Dr., Suite 110, Monroe GA 30655, United States; DESCRIPTION: Prepare personal tax returns, financial planning, and investments , insurance through Avantax. 4) RENTAL PROPERTY; POSITION: Owner NATURE: Rental Property. I own the two condominiums rented to Hamilton Financial-110 and 120 Wisteria Dr., Snellville , GA 30078 INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2017; ADDRESS: 2326 Wisteria Drive, Suite 110, Snellville GA 30078, Collect rent and pay any expenses related to the rental property 5) BENEFICIARY OF IRA-DENISE MOORE; POSITION: beneficiary NATURE: Just listed as a co-beneficiary of her IRA. With the information I provided to Stephanie Molina in compliance I was granted an exception to allow this. Denise is my client and long term friend of some 60 plus years. She named me a joint beneficiary of her IRA. She has no living relatives or family. Her IRA advisory account number is HVA-020187. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/15/2020; 1033 Stone Creek Lane, Monroe GA 30655, No responsibilities. 6) HAMILTON FINANCIAL; CPA: I am an independent contractor with this business. I prepare tax returns in tax season. It is a full service CPA firm. It is the dba of HHM Financial, LLC. INVESTMENT RELATED: Yes; 100; 100; 01/01/2018; 2326 Wisteria Drive, Suite 110, Snellville GA 30078, Only responsibility is to prepare tax returns in tax season. I also meet with clients of the firm for financial planning as an Avantax rep. 7) HAMILTON CPAS & FINANCIAL SERVICES POSITION: CPA NATURE: This is a DBA/marketing name for our firm, which is legally known as HHM Financial, LLC and is already disclosed. INVESTMENT RELATED: No NUMBER OF HOURS: 45 SECURITIES TRADING HOURS: 45 START DATE: 01/18/2018 ADDRESS: 2326 Wisteria Drive, Suite 110, Snellville GA 30078, United States DESCRIPTION: Prepare individual tax returns and help clients with their financial planning needs through Avantax
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
July 6, 2022 - May 2, 2024
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Snellville, GA
Past
July 6, 2022 - May 2, 2024
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Snellville, GA
Past
January 14, 2010 - May 5, 2022
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Snellville, GA
Past
April 9, 2003 - December 31, 2005
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
SNELLVILLE, GA
Past
January 14, 1993 - May 5, 2022
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Snellville, GA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 12/15/1999
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Current Firm
AA
AVANTAX ADVISORY SERVICES
1ST GLOBAL ADVISORY SERVICES | HD VEST ADVISORY SERVICES | H.D. VEST ADVISORY SERVICES, INC | AVANTAX WEALTH MANAGEMENT | AVANTAX ADVISORY SERVICES, INC. | AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
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Contact information
Main Address
3200 Olympus Blvd Suite 100, Dallas, TX 75019
Mailing Address
Phone number
(972) 870-6000
Established
Firm type
Fiscal year end
# of Employees
2,278
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
