Anthony J. Dimaria
Professional summary
Anthony John Dimaria was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Anthony is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Anthony had worked at 4 firms, which includes CASTLE SECURITIES CORP., L.B. SAKS INC., TOLUCA PACIFIC SECURITIES CORP., A.S. GOLDMEN & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 1997 - September 2, 1997
CASTLE SECURITIES CORP.
October 7, 1996 - June 17, 1997
L.B. SAKS, INC.
July 12, 1996 - October 15, 1996
TOLUCA PACIFIC SECURITIES CORP.
October 1, 1993 - May 11, 1996
A.S. GOLDMEN & CO., INC.
State Registrations and Notice Filings
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Exams
Series 62
Date: 9/30/1993
Corporate Securities Limited Representative ExaminationCurrent Firm
CASTLE SECURITIES CORP.
CRD#: 16077 / SEC#: , 8-34049
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
| Civil Event | 1 |
| Arbitration | 5 |
Red Flags
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