BB
Bendukai E. Bouey
WILSHIRE ASSOCIATES
Santa Monica, CA 90401-1085
Some features on this profile are disabled
CRD#: 2288174
BB
Professional summary
Bendukai Edward Bouey III, who also goes by Ben Bouey, Benkai E H Bouey III, Benkai E H Bouey, is a registered financial advisor currently at WILSHIRE ASSOCIATES INCORPORATED located in Santa Monica, California.
Bendukai is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Bendukai has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ben Bouey | Benkai E H Bouey Iii | Benkai E H Bouey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WILSHIRE ASSOCIATES INCORPORATED; SANTA MONICA, CA; INVESTMENT RELATED; 10/7/2013; REGISTERED INVESTMENT ADVISOR; CHIEF COMPLIANCE OFFICE; OVERSEE THE COMPLIANCE AT THE FIRM; 160 HOUR PER MONTH ALL DURING TRADING HOURS. 2) IN ADDITION TO BEING AN INVESTMENT ADVISOR REPRESENTATIVE OF WILSHIRE ASSOCIATES INCORPORATED, THIS ASSOCIATE IS A REGISTERED REPRESENTATIVE OF FORESIDE FUND SERVICES, LLC, AN UNAFFILIATED BROKER DEALER. THE ASSOCIATE IS A REGISTERED REPRESENTATIVE FOR PURPOSES OF FORESIDE FUND SERVICES, LLC. 3) BENDKAI BOUEY, RANCHOS PALOS VERDES, CA, NON-INVESTMENT RELATED, START DATE 6/1/2019, REAL ESTATE AGENT, 5 HOURS PER MONTH. 4) Calvary Chapel Palos Verdes; Investment Related; RHE, CA; Church; Elder and Treasurer; Start 11/2022; 10 hours per month and 1 hour during trading hours 5) BM Innova LLC; Investment related; Hendersonville, TN; Family Investment Holdings; Managing Member; Start 11/2021; 5 Hours Per Month and 5 During Trading Hours
CRS (Client Relationship Summary) - RIA
Click below to view Bendukai Edward Bouey III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 28, 2014 - Present
WILSHIRE ASSOCIATES INCORPORATED
Office #1: 1299 Ocean Avenue Suite 600, Santa Monica, CA 90401-1085RIA
CRD#: 6210
Santa Monica, CA
Past
February 7, 2014 - June 19, 2023
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
SANTA MONICA, CA
Past
May 22, 2006 - January 2, 2009
TRITON PACIFIC SECURITIES, LLC
BD
CRD#: 139919
LOS ANGELES, CA
Past
May 5, 2004 - December 4, 2006
TRITON PACIFIC CAPITAL, LLC
BD
CRD#: 40817
NEWPORT BEACH, CA
Past
March 7, 1994 - August 30, 1994
C.P. BAKER SECURITIES INCORPORATED
BD
CRD#: 26233
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WILSHIRE ASSOCIATES INCORPORATED
WILSHIRE | WILSHIRE ASSOCIATES INCORPORATED | WILSHIRE ASSOCIATES | WILSHIRE ADVISORS, LLC | WILSHIRE ADVISORS LLC
CRD#: 6210 / SEC#: 801-36233, 8-23852
RIA
Registered Investment Advisory firm - SEC (3/16/1990 Approved)BD
Terminated by SEC on 01/17/2005
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/28/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
WILSHIRE ASSOCIATES INCORPORATED
WILSHIRE | WILSHIRE ASSOCIATES INCORPORATED | WILSHIRE ASSOCIATES | WILSHIRE ADVISORS, LLC | WILSHIRE ADVISORS LLC
CRD#: 6210 / SEC#: 801-36233, 8-23852
RIA
Registered Investment Advisory firm - SEC (3/16/1990 Approved)BD
Terminated by SEC on 01/17/2005
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Contact information
Main Address
1299 Ocean Avenue Suite 600, Santa Monica, CA 90401-1085
Mailing Address
Phone number
(310) 451-3051
Established
California since 02/07/1972
Firm type
Corporation
Fiscal year end
December
# of Employees
270
SEC notice filing (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TITO, DENNIS ANTHONY | DIRECTOR & CHIEF EXECUTIVE OFFICER | 447344 |
| RAAB, ROBERT JOHN | DIRECTOR | 1100389 |
| BONAFEDE, JULIA KATHLEEN | DIRECTOR | 2611534 |
| CONWAY, JOSEPH RICHARD | CHIEF COMPLIANCE OFFICER | 1666588 |
| HEWSENIAN, ROSALIND MARGARET | DIRECTOR | 2302664 |
| KUBEREK, ROBERT CHARLES | DIRECTOR | 2302665 |
| LOO, CECILIA INFEE | DIRECTOR | 2428491 |
| LYNCH, THOMAS KEVIN | DIRECTOR | 1595142 |
| MANNING, ALAN LAWRENCE | CHIEF LEGAL OFFICER | 1209408 |
| NAPOLI, MICHAEL JOSEPH JR | DIRECTOR | 1267378 |
| SLAWSON, SAN OLIVIA | PRINCIPAL FINANCIAL OFFICER | 1110908 |
| YATA, HOWARD TAMOTSU | DIRECTOR | 2302666 |
Regulatory assets under management
| Total Number of Accounts | 287,663 |
| AUM (Assets Under Management) | $ 99,099,327,356 |
Disclosures
| Regulatory Event | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2025 | ||
| 03/31/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
