Charles William Dunn
Professional Summary
Charles William Dunn, who also goes by Charles W Dunn, Charlie Dunn, is a registered financial advisor currently at SUTTER SECURITIES INCORPORATED located in Irvine, California and SKA SECURITIES, INC. located in Fairview Park, Ohio. Charles is registered as a RR (Registered Representative) and started their career in finance in 1993. Charles has worked at 20 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 27 and Series 24...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Charles W Dunn, Charlie Dunn
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
SKA SECURITIES, INC.
Contact Information
Main Address
22725 Fairview Center Drive Suite 100, Fairview Park, OH 44126Mailing Address
22725 Fairview Center Drive Suite 100, Fairview Park, OH 44126Phone Number
(440) 734-3200Established
Ohio since 03/05/2001Firm Type
CorporationFiscal Year End
JuneFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/19/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Charles William Dunn's CRS (Customer Relationship Summary).
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