DK

Daniel D. Khoshaba

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CRD#: 2287618
DK

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel Dean Khoshaba, who also goes by Daniel Khoshaba, was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 1993. Daniel had worked at 5 firms and has passed the Series 7 exam.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Daniel Khoshaba

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 1, 2007 - December 31, 2012

KSA CAPITAL MANAGEMENT, LLC

RIA
CRD#: 130019
BERNARDSVILLE, NJ
Past

August 20, 2001 - March 16, 2004

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

November 28, 1997 - February 13, 1998

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

August 6, 1996 - February 13, 1998

SALOMON BROTHERS INC.

BD
CRD#: 740
NEW YORK, NY
Past

January 5, 1996 - April 16, 1996

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

January 5, 1993 - February 5, 1996

SALOMON BROTHERS INC.

BD
CRD#: 740
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam

Current Firm


KC
KSA CAPITAL MANAGEMENT, LLC
KSA CAPITAL MANAGEMENT, LLC

CRD#: 130019 / SEC#: 801-62886

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Contact information


Main Address
67 East Park Place 8th Floor, Morristown, NJ 07960
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


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Company Information


KSA CAPITAL MANAGEMENT, LLC

CRD#: 130019

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