Margaret E. Mckay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Edna Mckay was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1993. Margaret had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2015 - December 31, 2015
LASALLE ST SECURITIES, L.L.C.
February 11, 2003 - May 14, 2015
HEARTLAND INVESTMENT ASSOCIATES, INC.
September 28, 2001 - February 12, 2003
LASALLE ST SECURITIES, L.L.C.
March 23, 1998 - September 28, 2001
EISNER SECURITIES, INC.
October 19, 1993 - March 20, 1998
AEGON USA SECURITIES INC.
January 29, 1993 - October 5, 1993
STANTON INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191 / SEC#: , 8-18860
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 15 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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